Теоретическая грамматика английского языка.

М. Я. Блох

ТЕОРЕТИЧЕСКАЯ

ГРАММАТИКА

АНГЛИЙСКОГО

Допущено Министерством просвещения СССР

в качестве учебника для студентов

педагогических институтов по специальности


Москва «Высшая школа» 1983


№ 2103 «Иностранные языки»

Сканирование, распознавание, проверка: Корректор, сентябрь 2004 г.

Для некоммерческого использования.

Исправлено десять опечаток.

Орфография из амер. переведена в брит.

Рецензенты:

кафедра английского языка Горьковского педагоги­чес­ко­го института иностранных языков им. Н. А. Добро­лю­бова и доктор филол. наук, проф. Л. Л. Нелюбин.

Блох М. Я.

Б70 Теоретическая грамматика английского языка: Учебник. Для студентов филол. фак. ун-тов и фак. англ. яз. педвузов. - М.: Высш. школа, 1983.- с. 383 В пер.: 1 р.

В учебнике рассматриваются важнейшие проблемы морфологии и синтаксиса английского языка в свете ведущих принципов современного системного языкознания. Введение в теоретические проблемы грамматики осуществляется на фоне обобщающего описания основ грамматического строя английского языка. Особое внимание уделяется специальным методам научного анализа грамматических явлений и демонстрации исследовательских приемов на конкретном текстовом материале с целью развития у студентов профессионального лингвистического мышления. Учебник написан на английском языке.

ББК 81.2 Англ-9 4И (Англ)

© Издательство «Высшая школа», 1983.

Chapter I. Grammar in the Systemic Conception of Language. . 6

Chapter II. Morphemic Structure of the Word 17

Chapter III. Categorial Structure of the Word 26

Chapter IV. Grammatical Classes of Words 37

Chapter V. Noun: General 49

Chapter VI. Noun: Gender 53

Chapter VII. Noun: Number 57

Chapter VIII. Noun: Case 62

Chapter IX. Noun: Article Determination 74

Chapter X. Verb: General 85

Chapter XI. Non-Finite Verbs (Verbids) 102

Chapter XII. Finite Verb: Introduction 123

Chapter XIII. Verb: Person and Number 125

Chapter XIV. Verb; Tense 137

Chapter XV. Verb: Aspect 155

Chapter XVI. Verb: Voice 176

Chapter XVII. Verb: Mood 185

Chapter XVIII. Adjective 203

Chapter XIX. Adverb ... 220

Chapter XX. Syntagmatic Connections of Words 229

Chapter XXI. Sentence: General . . . 236

Chapter XXII. Actual Division of the Sentence 243

Chapter XXIII. Communicative Types of Sentences 251

Chapter XXIV. Simple Sentence: Constituent Structure ... 268

Chapter XXV. Simple Sentence: Paradigmatic Structure . . . 278

Chapter XXVI. Composite Sentence as a Polypredicative Construction 288

Chapter XXVII. Complex Sentence 303

Chapter XXVIII. Compound Sentence 332

Chapter XXIX. Semi-Complex Sentence 340

Chapter XXX. Semi-Compound Sentence ....... 351

Chapter XXXI. Sentence in the Text 361

A List of Selected Bibliography 374

Subject Index 376

This book, containing a theoretical outline of English grammar, is intended as a manual for the departments of English in Universities and Teachers" Colleges. Its purpose is to present an introduction to the problems of up-to-date grammatical study of English on a systemic basis, sustained by demonstrations of applying modern analytical techniques to various grammatical phenomena of living English speech.

The suggested description of the grammatical structure of English, reflecting the author"s experience as a lecturer on theoretical English grammar for students specialising as teachers of English, naturally, cannot be regarded as exhaustive in any point of detail. While making no attempt whatsoever to depict the grammar of English in terms of the minutiae of its arrangement and functioning (the practical mastery of the elements of English grammar is supposed to have been gained by the student at the earlier stages of tuition), we rather deem it as our immediate aims to supply the student with such information as will enable him to form judgments of his own on questions of diverse grammatical intricacies; to bring forth in the student a steady habit of trying to see into the deeper implications underlying the outward appearances of lingual correlations bearing on grammar; to teach him to independently improve his linguistic qualifications through reading and critically appraising the available works on grammatical language study, including the current materials in linguistic journals; to foster his competence in facing academic controversies concerning problems of grammar, which, unfortunately but inevitably, are liable to be aggravated by polemical excesses and terminological discrepancies.

In other words, we wish above all to provide for the condition that, on finishing his study of the subject matter of the book, under the corresponding guidance of his College tutor, the student should progress in developing a grammatically-oriented mode of understanding facts of language, viz. in mastering that which, in the long run, should distinguish a professional linguist from a layman.

The emphasis laid on cultivating an active element in the student"s approach to language and its grammar explains why the book gives prominence both to the technicalities of grammatical observations and to the general methodology of linguistic knowledge: the due application of the latter will lend the necessary demonstrative force to any serious consideration of the many special points of grammatical analysis. In this connection, throughout the whole of the book we have tried to point out the progressive character of the development of modern grammatical theory, and to show that in the course of disputes and continued research in manifold particular fields, the grammatical domain of linguistic science arrives at an ever more adequate presentation of the structure of language in its integral description.

We firmly believe that this kind of outlining the foundations of the discipline in question is especially important at the present stage of the developing linguistic knowledge - the knowledge which, far from having been by-passed by the general twentieth century advance of science, has found itself in the midst of it. Suffice it to cite such new ideas and principles introduced in the grammatical theory of our times, and reflected in the suggested presentation, as the grammatical aspects of the correlation between language and speech; the interpretation of grammatical categories on the strictly oppositional basis; the demonstration of grammatical semantics with the help of structural modelling; the functional-perspective patterning of utterances; the rise of the paradigmatic approach to syntax; the expansion of syntactic analysis beyond the limits of a separate sentence into the broad sphere of the continual text; and, finally, the systemic principle of description applied to the interpretation of language in general and its grammatical structure in particular.

It is by actively mastering the essentials of these developments that the student will be enabled to cope with the grammatical aspects of his future linguistic work as a graduate teacher of English.

Materials illustrating the analysed elements of English grammar have been mostly collected from the literary works of British and American authors. Some of the offered examples have been subjected to slight alterations aimed at giving the necessary prominence to the lingual phenomena under study. Source references for limited stretches of text are not supplied except in cases of special relevance (such as implications of individual style or involvement of contextual background).

The author pays tribute to his friends and colleagues - teachers of the Lenin State Pedagogical Institute (Moscow) for encouragement and help they extended to him during the years of his work on the presented matters.

The author"s sincere thanks are due to the staff of the English Department of the Dobrolyubov State Pedagogical Institute of Foreign Languages (Gorky) and to Prof. L. L. Nelyubin for the trouble they took in reviewing the manuscript. Their valuable advice and criticisms were carefully taken into consideration for the final preparation of the text.

Chapter I

GRAMMAR IN THE SYSTEMIC CONCEPTION OF LANGUAGE

§ 1. Language is a means of forming and storing ideas as reflections of reality and exchanging them in the process of human intercourse. Language is social by nature; it is inseparably connected with the people who are its creators and users; it grows and develops together with the development of society.*

Language incorporates the three constituent parts ("sides"), each being inherent in it by virtue of its social nature. These parts are the phonological system, the lexical system, the grammatical system. Only the unity of these three elements forms a language; without any one of them there is no human language in the above sense.

The phonological system is the subfoundation of language; it determines the material (phonetical) appearance of its significative units. The lexical system is the whole set of naming means of language, that is, words and stable word-groups. The grammatical system is the whole set of regularities determining the combination of naming means in the formation of utterances as the embodiment of thinking process.

Each of the three constituent parts of language is studied by a particular linguistic discipline. These disciplines, presenting a series of approaches to their particular objects of analysis, give the corresponding "descriptions" of language consisting in ordered expositions of the constituent parts in question. Thus, the phonological description of language is effected by the science of phonology; the lexical description of language is effected by the science of lexicology; the

*See: Общее языкознание. Формы существования, функции, история языка/Отв. ред. Серебренников Б. А. - М., 1970, с. 9 и cл.

grammatical description of language is effected by the science of grammar.

Any linguistic description may have a practical or theoretical purpose. A practical description is aimed at providing the student with a manual of practical mastery of the corresponding part of language (within the limits determined by various factors of educational destination and scientific possibilities). Since the practice of lingual intercourse, however, can only be realised by employing language as a unity of all its constituent parts, practical linguistic manuals more often than not comprise the three types of description presented in a complex. As for theoretical linguistic descriptions, they pursue analytical aims and therefore present the studied parts of language in relative isolation, so as to gain insights into their inner structure and expose the intrinsic mechanisms of their functioning. Hence, the aim of theoretical grammar of a language is to present a theoretical description of its grammatical system, i.e. to scientifically analyse and define its grammatical categories and study the mechanisms of grammatical formation of utterances out of words in the process of speech making.

§ 2. In earlier periods of the development of linguistic knowledge, grammatical scholars believed that the only purpose of grammar was to give strict rules of writing and speaking correctly. The rigid regulations for the correct ways of expression, for want of the profound understanding of the social nature of language, were often based on purely subjective and arbitrary judgements of individual grammar compilers. The result of this "prescriptive" approach was, that alongside of quite essential and useful information, non-existent "rules" were formulated that stood in sheer contradiction with the existing language usage, i.e. lingual reality. Traces of this arbitrary prescriptive approach to the grammatical teaching may easily be found even in to-date"s school practice.

To refer to some of the numerous examples of this kind, let us consider the well-known rule of the English article stating that the noun which denotes an object "already known" by the listener should be used with the definite article. Observe, however, English sentences taken from me works of distinguished authors directly contradicting

"I"ve just read a book of yours about Spain and I wanted to ask you about it." - "It"s not a very good book, I"m afraid" (S. Maugham). I feel a good deal of hesitation about telling you this story of my own. You see it is not a story like other stories I have been telling you: it is a true story (J. K. Jerome).

Or let us take the rule forbidding the use of the continuous tense-forms with the verb be as a link, as well as with verbs of perceptions. Here are examples to the contrary:

My holiday at Crome isn"t being a disappointment (A. Huxley). For the first time, Bobby felt, he was really seeing the man (A. Christie).

The given examples of English articles and tenses, though not agreeing with the above "prescriptions", contain no grammar mistakes in them.

The said traditional view of the purpose of grammar has lately been re-stated by some modern trends in linguistics. In particular, scholars belonging to these trends pay much attention to artificially constructing and analysing incorrect utterances with the aim of a better formulation of the rules for" the construction of correct ones. But their examples and deductions, too, are often at variance with real facts of lingual usage.

Worthy of note are the following two artificial utterances suggested as far back as 1956:

Colourless green ideas sleep furiously. Furiously sleep ideas green colourless.

According to the idea of their creator, the American scholar N. Chomsky, the first of the utterances, although nonsensical logically, was to be classed as grammatically correct, while the second one, consisting of the same words placed in the reverse order, had to be analysed as a disconnected, "ungrammatical" enumeration, a "non-sentence". Thus, the examples, by way of contrast, were intensely demonstrative (so believed the scholar) of the fact that grammar as a whole amounted to a set of non-semantic rules of sentence formation.

However, a couple of years later this assessment of the lingual value of the given utterances was disputed in an experimental investigation with informants - natural speakers of English, who could not come to a unanimous conclusion

about the correctness or incorrectness of both of them. In particular, some of the informants classed the second utterance as "sounding like poetry".

To understand the contradictions between the bluntly formulated "rules" and reality, as well as to evaluate properly the results of informant tests like the one mentioned above, we must bear in mind that the true grammatical rules or regularities cannot be separated from the expression of meanings; on the contrary, they are themselves meaningful. Namely, they are connected with the most general and abstract parts of content inherent in the elements of language. These parts of content, together with the formal means through which they are expressed, are treated by grammarians in terms of "grammatical categories". Such are, for instance, the categories of number or mood in morphology, the categories of communicative purpose or emphasis in syntax, etc. Since the grammatical forms and regularities are meaningful, it becomes clear that the rules of grammar must be stated semantically, or, more specifically, they must be worded functionally. For example, it would be fallacious to state without any further comment that the inverted word order in the English declarative sentence is grammatically incorrect. Word order as an element of grammatical form is laden with its own meaningful functions. It can express, in particular, the difference between the central idea of the utterance and the marginal idea, between emotive and unemotive modes of speech, between different types of style. Thus, if the inverted word order in a given sentence does express these functions, then its use should be considered as quite correct. E.g.: In the centre of the room, under the chandelier, as became a host, stood the head of (he family, old Jolyon himself (J. Galsworthy).

The word arrangement in the utterance expresses a narrative description, with the central informative element placed in the strongest semantic position in narration, i.e. at the end. Compare the same sort of arrangement accompanying a plainer presentation of subject matter: Inside on a wooden bunk lay a young Indian woman (E. Hemingway).

Compare, further, the following:

And ever did his Soul tempt him with evil, and whisper of terrible things. Yet did it not prevail against him, so great was the power of his love (O. Wilde). (Here the inverted word order is employed to render intense emphasis in a

legend-stylised narration.) One thing and one thing only could she do for him (R. Kipling). (Inversion in this case is used to express emotional intensification of the central idea.)

Examples of this and similar kinds will be found in plenty in Modern English literary texts of good style repute.

§ 3. The nature of grammar as a constituent part of language is better understood in the light of explicitly discriminating the two planes of language, namely, the plane of content and the plane of expression.

The plane of content comprises the purely semantic elements contained in language, while the plane of expression comprises the material (formal) units of language taken by themselves, apart from the meanings rendered by them. The two planes are inseparably connected, so that no meaning can be realised without some material means of expression. Grammatical elements of language present a unity of content and expression (or, in somewhat more familiar terms, a unity of form and meaning). In this the grammatical elements are similar to the lingual lexical elements, though the quality of grammatical meanings, as we have stated above, is different in principle from the quality of lexical meanings.

On the other hand, the correspondence between the planes of content and expression is very complex, and it is peculiar to each language. This complexity is clearly illustrated by the phenomena of polysemy, homonymy, and synonymy.

In cases of polysemy and homonymy, two or more units of the plane of content correspond to one unit of the plane of expression. For instance, the verbal form of the present indefinite (one unit in the plane of expression) polysemantically renders the grammatical meanings of habitual action, action at the present moment, action taken as a general truth (several units in the plane of content). The morphemic material element -s/-es (in pronunciation [-s, -z, -iz]), i.e. one unit in the plane of expression (in so far as the functional semantics of the elements is common to all of them indiscriminately), homonymically renders the grammatical meanings of the third person singular of the verbal present tense, the plural of the noun, the possessive form of the noun, i.e. several units of the plane of content.

In cases of synonymy, conversely, two or more units of the plane of expression correspond to one unit of the plane

of content. For instance, the forms of the verbal future indefinite, future continuous, and present continuous (several units in the plane of expression) can in certain contexts synonymically render the meaning of a future action (one unit in the plane of content).

Taking into consideration the discrimination between the two planes, we may say that the purpose of grammar as a linguistic discipline is, in the long run, to disclose and formulate the regularities of the correspondence between the plane of content and the plane of expression in the formation of utterances out of the stocks of words as part of the process of speech production.

§ 4. Modern linguistics lays a special stress on the systemic character of language and all its constituent parts. It accentuates the idea that language is a system of signs (meaningful units) which are closely interconnected and interdependent. Units of immediate interdependencies (such as classes and subclasses of words, various subtypes of syntactic constructions, etc.) form different microsystems (subsystems) within the framework of the global macrosystem (supersystem) of the whole of language.

Each system is a structured set of elements related to one another by a common function. The common function of all the lingual signs is to give expression to human thoughts.

The systemic nature of grammar is probably more evident than that of any other sphere of language, since grammar is responsible for the very organisation of the informative content of utterances [Блох, 4, 11 и сл.]. Due to this fact, even the earliest grammatical treatises, within the cognitive limits of their times, disclosed some systemic features of the described material. But the scientifically sustained and consistent principles of systemic approach to language and its grammar were essentially developed in the linguistics of the twentieth century, namely, after the publication of the works by the Russian scholar Beaudoin de Courtenay and the Swiss scholar Ferdinand de Saussure. These two great men demonstrated the difference between lingual synchrony (coexistence of lingual elements) and diachrony (different time-periods in the development of lingual elements, as well as language as a whole) and defined language as a synchronic system of meaningful elements at any stage of its historical evolution.

On the basis of discriminating synchrony and diachrony, the difference between language proper and speech proper

can be strictly defined, which is of crucial importance for the identification of the object of linguistic science.

Language in the narrow sense of the word is a system of means of expression, while speech in the same narrow sense should be understood as the manifestation of the system of language in the process of intercourse.

The system of language includes, on the one hand, the body of material units - sounds, morphemes, words, word-groups; on the other hand, the regularities or "rules" of the use of these units. Speech comprises both the act of producing utterances, and the utterances themselves, i.e. the text. Language and speech are inseparable, they form together an organic unity. As for grammar (the grammatical system), being an integral part of the lingual macrosystem it dynamically connects language with speech, because it categorially determines the lingual process of utterance production.

Thus, we have the broad philosophical concept of language which is analysed by linguistics into two different aspects - the system of signs (language proper) and the use of signs (speech proper). The generalising term "language" is also preserved in linguistics, showing the unity of these two aspects [Блох, 16].

The sign (meaningful unit) in the system of language has only a potential meaning. In speech, the potential meaning of the lingual sign is "actualised", i.e. made situationally significant as part of the grammatically organised text.

Lingual units stand to one another in two fundamental types of relations: syntagmatic and paradigmatic.

Syntagmatic relations are immediate linear relations between units in a segmental sequence (string). E.g.: The spaceship was launched without the help of a booster rocket.

In this sentence syntagmatically connected are the words and word-groups "the spaceship", "was launched", "the spaceship was launched", "was launched without the help", "the help of a rocket", "a booster rocket".

Morphemes within the words are also connected syntagmatically. E.g.: space/ship; launch/ed; with/out; boost/er.

Phonemes are connected syntagmatically within morphemes and words, as well as at various juncture points (cf. the processes of assimilation and dissimilation).

The combination of two words or word-groups one of which is modified by the other forms a unit which is referred to as a syntactic "syntagma". There are four main types of notional syntagmas: predicative (the combination of a

subject and a predicate), objective (the combination of a verb and its object), attributive (the combination of a noun and its attribute), adverbial (the combination of a modified notional word, such as a verb, adjective, or adverb, with its adverbial modifier).

Since syntagmatic relations are actually observed in utterances, they are described by the Latin formula as relations "in praesentia" ("in the presence").

The other type of relations, opposed to syntagmatic and called "paradigmatic", are such as exist between elements of the system outside the strings where they co-occur. These intra-systemic relations and dependencies find their expression in the fact that each lingual unit is included in a set or series of connections based on different formal and functional properties."

In the sphere of phonology such series are built up by the correlations of phonemes on the basis of vocality or consonantism, voicedness or devoicedness, the factor of nazalisation, the factor of length, etc. In the sphere of the vocabulary these series are founded on the correlations of synonymy and antonymy, on various topical connections, on different word-building dependencies. In the domain of grammar series of related forms realise grammatical numbers and cases, persons and tenses, gradations of modalities, sets of sentence-patterns of various functional destination, etc.

Unlike syntagmatic relations, paradigmatic relations cannot be directly observed in utterances, that is why they are referred to as relations "in absentia"" ("in the absence").

Paradigmatic relations coexist with syntagmatic relations in such a way that some sort of syntagmatic connection is necessary for the realisation of any paradigmatic series. This is especially evident -in a classical grammatical paradigm which presents a productive series of forms each consisting of a syntagmatic connection of two elements: one common for the whole of the series (stem), the other specific for every individual form in the series (grammatical feature - inflexion, suffix, auxiliary word). Grammatical paradigms express various grammatical categories.

The minimal paradigm consists of two form-stages. This kind of paradigm we see, for instance, in the expression of the category of number: boy - boys. A more complex paradigm can be divided into component paradigmatic series, i.e. into the corresponding sub-paradigms (cf. numerous paradigmatic series constituting the system of the finite verb). In

other words, with paradigms, the same as with any other systemically organised material, macro- and micro-series are to be discriminated.

§ 5. Units of language are divided into segmental and suprasegmental. Segmental units consist of phonemes, they form phonemic strings of various status (syllables, morphemes, words, etc.). Supra-segmental units do not exist by themselves, but are realised together with segmental units and express different modificational meanings (functions) which are reflected on the strings of segmental units. To the supra-segmental units belong intonations (intonation contours), accents, pauses, patterns of word-order.

The segmental units of language form a hierarchy of levels. This hierarchy is of a kind that units of any higher level are analysable into (i.e. are formed of) units of the immediately lower level. Thus, morphemes are decomposed into phonemes, words are decomposed into morphemes, phrases are decomposed into words, etc.

But this hierarchical relation is by no means reduced to the mechanical composition of larger units from smaller ones; units of each level are characterised by their own, specific functional features which provide for the very recognition of the corresponding levels of language.

The lowest level of lingual segments is phonemic: it is formed by phonemes as the material elements of the higher -level segments. The phoneme has no meaning, its function is purely differential: it differentiates morphemes and words as material bodies. Since the phoneme has no meaning, it is not a sign.

Phonemes are combined into syllables. The syllable, a rhythmic segmental group of phonemes, is not a sign, either; it has a purely formal significance. Due to this fact, it could hardly stand to reason to recognise in language a separate syllabic level; rather, the syllables should be considered in the light of the intra-level combinability properties of phonemes.

Phonemes are represented by letters in writing. Since the letter has a representative status, it is a sign, though different in principle from the level-forming signs of language.

Units of all the higher levels of language are meaningful; they may be called "signemes" as opposed to phonemes (and letters as phoneme-representatives).

The level located above the phonemic one is the morphemic

level. The morpheme is the elementary meaningful part of the word. It is built up by phonemes, so that the shortest morphemes include only one phoneme. E.g.: ros-y [-1]; a-fire [э-]; come-s [-z].

The morpheme expresses abstract, "significative" meanings which are used as constituents for the formation of more concrete, "nominative" meanings of words.

The third level in the segmental lingual hierarchy is the level of words, or lexemic level.

The word, as different from the morpheme, is a directly naming (nominative) unit of language: it names things and their relations. Since words are built up by morphemes, the shortest words consist of one explicit morpheme only. Cf.: man; will; but; I; etc.

The next higher level is the level of phrases (word-groups), or phrasemic level.

To level-forming phrase types belong combinations of two or more notional words. These combinations, like separate words, have a nominative function, but they represent the referent of nomination as a complicated phenomenon, be it a concrete thing, an action, a quality, or a whole situation. Cf., respectively: a picturesque village; to start with a jerk; extremely difficult; the unexpected arrival of the chief.

This kind of nomination can be called "polynomination", as different from "mononomination" effected by separate words.

Notional phrases may be of a stable type and of a free type. The stable phrases (phraseological units) form the phraseological part of the lexicon, and are studied by the phraseological division of lexicology. Free phrases are built up in the process of speech on the existing productive models, and are studied in the lower division of syntax. The grammatical description of phrases is sometimes called "smaller syntax", in distinction to "larger syntax" studying the sentence and its textual connections.

Above the phrasemic level lies the level of sentences, or "proposemic" level.

The peculiar character of the sentence ("proposeme") as a signemic unit of language consists in the fact that, naming a certain situation, or situational event, it expresses predication, i.e. shows the relation of the denoted event to reality. Namely. it shows whether this event is real or unreal, desirable or obligatory, stated as a truth or asked about, etc. In this sense, as different from the word and the phrase, the

sentence is a predicative unit. Cf.: to receive - to receive a letter - Early in June I received a letter from Peter Mel« rose.

The sentence is produced by the speaker in the process of speech as a concrete, situationally bound utterance. At the same time it enters the system of language by its syntactic pattern which, as all the other lingual unit-types, has both syntagmatic and paradigmatic characteristics.

But the sentence is not the highest unit of language in the hierarchy of levels. Above the proposemic level there is still another one, namely, the level of sentence-groups, "supra-sentential constructions". For the sake of unified terminology, this level can be called "supra-proposemic" .

The supra-sentential construction is a combination of separate sentences forming a textual unity. Such combinations are subject to regular lingual patterning making them into syntactic elements. The syntactic process by which sentences are connected into textual unities is analysed under the heading of "cumulation". Cumulation, the same as formation of composite sentences, can be both syndetic and asyndetic. Cf.:

He went on with his interrupted breakfast. Lisette did not speak and there was silence between them. But his appetite satisfied, his mood changed; he began to feel sorry for himself rather than angry with her, and with a strange ignorance of woman"s heart he thought to arouse Lisette"s remorse by exhibiting himself as an object of pity (S. Maugham).

In the typed text, the supra-sentential construction commonly coincides with the paragraph (as in the example above). However, unlike the paragraph, this type of lingual signeme is realised not only in a written text, but also in all the varieties of oral speech, since separate sentences, as a rule, are included in a discourse not singly, but in combinations, revealing the corresponding connections of thoughts in communicative progress.

We have surveyed six levels of language, each identified by its own functional type of segmental units. If now we carefully observe the functional status of the level-forming segments, we can distinguish between them more self-sufficient and less self-sufficient types, the latter being defined only in relation to the functions of other level units. Indeed, the phonemic, lexemic and proposemic levels are most strictly and exhaustively identified from the functional point of

view: the function of the phoneme is differential, the function of the word is nominative, the function of the sentence is predicative. As different from these, morphemes are identified only as significative components of words, phrases present polynominative combinations of words, and supra-sentential constructions mark the transition from the sentence to the text.

Furthermore, bearing in mind that the phonemic level forms the subfoundation of language, i.e. the non-meaningful matter of meaningful expressive means, the two notions of grammatical description shall be pointed out as central even within the framework of the structural hierarchy of language: these are, first, the notion of the word and, second, the notion of the sentence. The first is analysed by morphology, which is the grammatical teaching of the word; the second is analysed by syntax, which is the grammatical teaching of the sentence.

CHAPTER II MORPHEMIC STRUCTURE OF THE WORD

§ 1. The morphological system of language reveals its properties through the morphemic structure of words. It follows from this that morphology as part of grammatical theory faces the two segmental units: the morpheme and the word. But, as we have already pointed out, the morpheme is not identified otherwise than part of the word; the functions of the morpheme are effected only as the corresponding constituent functions of the word as a whole.

For instance, the form of the verbal past tense is built up by means of the dental grammatical suffix: train-ed [-d]; publish-ed [-t]; meditat-ed [-id].

However, the past tense as a definite type of grammatical meaning is expressed not by the dental morpheme in isolation, but by the verb (i.e. word) taken in the corresponding form (realised by its morphemic composition); the dental suffix is immediately related to the stem of the verb and together with the stem constitutes the temporal correlation in the paradigmatic system of verbal categories

Thus, in studying the morpheme we actual study the word in the necessary details or us composition and functions.

§ 2. It is very difficult to give a rigorous and at the same time universal definition to the word, i.e. such a definition as would unambiguously apply to all the different word-units of the lexicon. This difficulty is explained by the fact that the word is an extremely complex and many-sided phenomenon. Within the framework of different linguistic trends and theories the word is defined as the minimal potential sentence, the minimal free linguistic form, the elementary component of the sentence, the articulate sound-symbol, the grammatically arranged combination of sound with meaning, the meaningfully integral and immediately identifiable lingual unit, the uninterrupted string of morphemes, etc., etc. None of these definitions, which can be divided into formal, functional, and mixed, has the power to precisely cover all the lexical segments of language without a residue remaining outside the field of definition.

The said difficulties compel some linguists to refrain from accepting the word as the basic element of language. In particular, American scholars - representatives of Descriptive Linguistics founded by L. Bloomfield - recognised not the word and the sentence, but the phoneme and the morpheme as the basic categories of linguistic description, because these units are the easiest to be isolated in the continual text due to their "physically" minimal, elementary segmental character: the phoneme being the minimal formal segment of language, the morpheme, the minimal meaningful segment. Accordingly, only two segmental levels were originally identified in language by Descriptive scholars: the phonemic level and the morphemic level; later on a third one was added to these - the level of "constructions", i.e. the level of morphemic combinations.

In fact, if we take such notional words as, say, water, pass, yellow and the like, as well as their simple derivatives, e.g. watery, passer, yellowness, we shall easily see their definite nominative function and unambiguous segmental delimitation, making them beyond all doubt into "separate words of language". But if we compare with the given one-stem words the corresponding composite formations, such as waterman, password, yellowback, we shall immediately note that the identification of the latter as separate words is much complicated by the fact that they themselves are decomposable into separate words. One could point out that the peculiar property distinguishing composite words from phrases is their linear indivisibility, i.e. the impossibility

tor them to be divided by a third word. But this would-be rigorous criterion is quite irrelevant for analytical wordforms, e.g.: has met - has never met; is coming -is not by any means or under any circumstances coming.

As for the criterion according to which the word is identified as a minimal sign capable of functioning alone (the word understood as the "smallest free form", or interpreted as the "potential minimal sentence"), it is irrelevant for the bulk of functional words which cannot be used "independently" even in elliptical responses (to say nothing of the fact that the very notion of ellipsis is essentially the opposite of self-dependence).

In spite of the shown difficulties, however, there remains the unquestionable fact that each speaker has at his disposal a ready stock of naming units (more precisely, units standing to one another in nominative correlation) by which he can build up an infinite number of utterances reflecting the ever changing situations of reality.

This circumstance urges us to seek the identification of the word as a lingual unit-type on other lines than the "strictly operational definition". In fact, we do find the clarification of the problem in taking into consideration the difference between the two sets of lingual phenomena: on the one hand, "polar" phenomena; on the other hand, "intermediary" phenomena.

Within a complex system of interrelated elements, polar phenomena are the most clearly identifiable, they stand to one another in an utterly unambiguous opposition. Intermediary phenomena are located in the system in between the polar phenomena, making up a gradation of transitions or the so-called "continuum". By some of their properties intermediary phenomena are similar or near to one of the corresponding poles, while by other properties they are similar to the other, opposing pole. The analysis of the intermediary phenomena from the point of view of their relation to the polar phenomena reveal their own status in the system. At the same time this kind of analysis helps evaluate the definitions of the polar phenomena between which a continuum is established.

In this connection, the notional one-stem word and the morpheme should be described as the opposing polar phenomena among the meaningful segments of language; it is these elements that can be defined by their formal and functional features most precisely and unambiguously. As for

functional words, they occupy intermediary positions between these poles, and their very intermediary status is gradational. In particular, the variability of their status is expressed in the fact that some of them can be used in an isolated response position (for instance, words of affirmation and negation, interrogative words, demonstrative words, etc.), while others cannot (such as prepositions or conjunctions).

The nature of the element of any system is revealed in the character of its function. The function of words is realised in their nominative correlation with one another. On the basis of this correlation a number of functional words are distinguished by the "negative delimitation" (i.e. delimitation as a residue after the identification of the co-positional textual elements),* e.g.-. the/people; to/speak; by/way/of.

The "negative delimitation"" immediately connects these functional words with the directly nominative, notional words in the system. Thus, the correlation in question (which is to be implied by the conventional term "nominative function") unites functional words with notional words, or "half-words" (word-morphemes) with "full words". On the other hand, nominative correlation reduces the morpheme as a type of segmental signeme to the role of an element in the composition of the word.

As we see, if the elementary character (indivisibility) of the morpheme (as a significative unit) is established in the structure of words, the elementary character of the word (as a nominative unit) is realised in the system of lexicon.

Summing up what has been said in this paragraph, we may point out some of the properties of the morpheme and the word which are fundamental from the point of view of their systemic status and therefore require detailed investigations and descriptions.

the morpheme is a meaningful segmental component of the word; the morpheme is formed by phonemes; as a meaningful component of the word it is elementary (i.e. indivisible into smaller segments as regards its significative function).

The word is a nominative unit of language; it is formed by morphemes; it enters the lexicon of language as its elementary component (i.e. a component indivisible into smaller segments as regards its nominative function); together with

*See: Смирницкий А. И. К вопросу о слове (проблема «отдельности слона»). - В кн.: Вопросы теории и истории языка. М., 1955.

other nominative units the word is used for the formation of the sentence - a unit of information in the communication process.

§ 3. In traditional grammar the study of the morphemic structure of the word was conducted in the light of the two basic criteria: positional (the location of the marginal morphemes in relation to the central ones) and semantic or functional (the correlative contribution of the morphemes to the general meaning of the word). The combination of these two criteria in an integral description has led to the rational classification of morphemes that is widely used both in research linguistic work and in practical lingual tuition.

In accord with the traditional classification, morphemes on the upper level are divided into root-morphemes (roots) and affixal morphemes (affixes). The roots express the concrete, "material" part of the meaning of the word, while the affixes express the specificational part of the meaning of the word, the specifications being of lexico-semantic and grammatico-semantic character.

The roots of notional words are classical lexical morphemes.

The affixal morphemes include prefixes, suffixes, and inflexions (in the tradition of the English school grammatical inflexions are commonly referred to as "suffixes"). Of these, prefixes and lexical suffixes have word-building functions, together with the root they form the stem of the word; inflexions (grammatical suffixes) express different morphological categories.

The root, according to the positional content of the term (i.e. the border-area between prefixes and suffixes), is obligatory for any word, while affixes are not obligatory. Therefore one and the same morphemic segment of functional (i.e. non-notional) status, depending on various morphemic environments, can in principle be used now as an affix (mostly, a prefix), now as a root. Cf.:

out - a root-word (preposition, adverb, verbal postposition, adjective, noun, verb);

throughout - a composite word, in which -out serves as one of the roots (the categorial status of the meaning of both morphemes is the same);

outing - a two-morpheme word, in which out is a root, and -ing is a suffix;

outlook, outline, outrage, out-talk, etc. - words, in which out- serves as a prefix;

look-out, knock-out, shut-out, time-out, etc. - words (nouns), in which -out serves as a suffix.

The morphemic composition of modern English words has a wide range of varieties; in the lexicon of everyday speech the preferable morphemic types of stems are root-stems (one-root stems or two-root stems) and one-affix stems. With grammatically changeable words, these stems take one grammatical suffix {two "open" grammatical suffixes are used only with some plural nouns in the possessive case, cf.: the children"s toys, the oxen"s yokes).

Thus, the abstract complete morphemic model of the common English word is the following: prefix + root + lexical suffix+grammatical suffix.

The syntagmatic connections of the morphemes within the model form two types of hierarchical structure. The first is characterised by the original prefixal stem (e.g. prefabricated), the second is characterised by the original suffixal stem (e.g. inheritors). If we use the symbols St for stem, R for root, Pr for prefix, L for lexical suffix, Gr for grammatical suffix, and, besides, employ three graphical symbols of hierarchical grouping - braces, brackets, and parentheses, then the two morphemic word-structures can be presented as follows:

W 1 = { +Gr}; W 2 = {[(Pr + R) +L] + Gr}

In the morphemic composition of more complicated words these model-types form different combinations.

§ 4. Further insights into the correlation between the formal and functional aspects of morphemes within the composition of the word may be gained in the light of the so-called "allo-emic" theory put forward by Descriptive Linguistics and broadly used in the current linguistic research.

In accord with this theory, lingual units are described by means of two types of terms: allo- terms and eme- terms. Eme-terms denote the generalised invariant units of language characterised by a certain functional status: phonemes, morphemes. Allo-terms denote the concrete manifestations, or variants of the generalised units dependent on the regular co-location with

other elements of language: allophones, allomorphs. A set of iso-functional allo-units identified in the text on the basis of their co-occurrence with other lingual units (distribution) is considered as the corresponding eme-unit with its fixed systemic status.

The allo-emic identification of lingual elements is achieved by means of the so-called "distributional analysis". The immediate aim of the distributional analysis is to fix and study the units of language in relation to their textual environments, i.e. the adjoining elements in the text.

The environment of a unit may be either "right" or "left", e.g.: un-pardon-able.

In this word the left environment of the root is the negative prefix un-, the right environment of the root is the qualitative suffix -able. Respectively, the root -pardon- is the right environment for the prefix, and the left environment for the suffix.

The distribution of a unit may be defined as the total of all its environments; in other words, the distribution of a unit is its environment in generalised terms of classes or categories.

In the distributional analysis on the morphemic level, phonemic distribution of morphemes and morphemic distribution of morphemes are discriminated. The study is conducted in two stages.

At the first stage, the analysed text (i.e. the collected lingual materials, or "corpus") is divided into recurrent segments consisting of phonemes. These segments are called "morphs", i.e. morphemic units distributionally uncharacterised, e.g.: the/boat/s/were/gain/ing/speed.

At the second stage, the environmental features of the morphs are established and the corresponding identifications are effected.

Three main types of distribution are discriminated in the distributional analysis, namely, contrastive distribution, non-contrastive distribution, and complementary distribution.

Contrastive and non-contrastive distributions concern identical environments of different morphs. The morphs are said to be in contrastive distribution if their meanings (functions) are different. Such morphs constitute different morphemes. Cf. the suffixes -(e)d and -ing in the verb-forms returned, returning. The morphs are said to be in non-contrastive distribution (or free alternation) if their meaning (function) is the same. Such

morphs constitute "free alternants", or "free variants" of the same morpheme. Cf. the suffixes -(e)d and - t in the verb-forms learned, learnt.

As different from the above, complementary distribution concerns different environments of formally different morphs which are united by the same meaning (function). If two or more morphs have the same meaning and the difference in (heir form is explained by different environments, these morphs are said to be in complementary distribution and considered the allomorphs of the same morpheme. Cf. the allomorphs of the plural morpheme /-s/, /-z/, /-iz/ which stand in phonemic complementary distribution; the plural allomorph -en in oxen, children, which stands in morphemic complementary distribution with the other allomorphs of the plural morpheme.

As we see, for analytical purposes the notion of complementary distribution is the most important, because it helps establish the identity of outwardly altogether different elements of language, in particular, its grammatical elements.

§ 5. As a result of the application of distributional analysis to the morphemic level, different types of morphemes have been discriminated which can be called the "distributional morpheme types". It must be stressed that the distributional classification of morphemes cannot abolish or in any way depreciate the traditional morpheme types. Rather, it supplements the traditional classification, showing some essential features of morphemes on the principles of environmental study.

We shall survey the distributional morpheme types arranging them in pairs of immediate correlation.

On the basis of the degree of self-dependence, "free" morphemes and "bound" morphemes are distinguished. Bound morphemes cannot form words by themselves, they are identified only as component segmental parts of words. As different from this, free morphemes can build up words by themselves, i.e. can be used "freely".

For instance, in the word handful the root hand is a free morpheme, while the suffix -ful is a bound morpheme.

There are very few productive bound morphemes in the morphological system of English. Being extremely narrow, the list of them is complicated by the relations of homonymy. These morphemes are the following:

1) the segments -(e)s [-z, -s, -iz]: the plural of nouns, the possessive case of nouns, the third person singular present of verbs;

    the segments -(e)d [-d, -t, -id]: the past and past participle of verbs;

    the segments -ing: the gerund and present participle;

    the segments -er, -est: the comparative and superlative degrees of adjectives and adverbs.

The auxiliary word-morphemes of various standings should be interpreted in this connection as "semi-bound" morphemes, since, being used as separate elements of speech strings, they form categorial unities with their notional stem-words.

On the basis of formal presentation, "overt" morphemes and "covert" morphemes are distinguished. Overt morphemes are genuine, explicit morphemes building up words; the covert morpheme is identified as a contrastive absence of morpheme expressing a certain function. The notion of covert morpheme coincides with the notion of zero morpheme in the oppositional description of grammatical categories (see further).

For instance, the word-form clocks consists of two overt morphemes: one lexical (root) and one grammatical expressing the plural. The outwardly one-morpheme word-form clock, since it expresses the singular, is also considered as consisting of two morphemes, i.e. of the overt root and the co\ert (implicit) grammatical suffix of the singular. The usual symbol for the covert morpheme employed by linguists is the sign of the empty set: 0.

On the basis of segmental relation, "segmental" morphemes and "supra-segmental" morphemes are distinguished. Interpreted as supra-segmental morphemes in distributional terms are intonation contours, accents, pauses.

The said elements of language, as we have stated elsewhere, should beyond dispute be considered signemic units of language, since they are functionally bound. They form the secondary line of speech, accompanying its primary phonemic line (phonemic complexes). On the other hand, from what has been stated about the morpheme proper, it is not difficult to see that the morphemic interpretation of suprasegmental units can hardly stand to reason. Indeed, these units are functionally connected not with morphemes, but with larger elements of language: words, word-groups, sentences, supra-sentential constructions.

On the basis of grammatical alternation, "additive" morphemes and "replacive" morphemes are distinguished.

Interpreted as additive morphemes are outer grammatical suffixes, since, as a rule, they are opposed to the absence of morphemes in grammatical alternation. Cf. look+ed; small+er, etc. In distinction to these, the root phonemes of grammatical interchange are considered as replacive morphemes, since they replace one another in the paradigmatic forms. Cf. dr-i-ve - dr-o-ve - dr-i-ven; m-a-n - m-e-n; etc.

It should be remembered that the phonemic interchange is utterly unproductive in English as in all the Indo-European languages. If it were productive, it might rationally be interpreted as a sort of replacive "infixation" (correlated with "exfixation" of the additive type). As it stands, however, this type of grammatical means can be understood as a kind of suppletivity (i.e. partial suppletivity).

On the basis of linear characteristic, "continuous" (or "linear") morphemes and "discontinuous" morphemes are distinguished.

By the discontinuous morpheme, opposed to the common, i.e. uninterruptedly expressed, continuous morpheme, a two-element grammatical unit is meant which is identified in the analytical grammatical form comprising an auxiliary word and a grammatical suffix. These two elements, as it were, embed the notional stem; hence, they are symbolically represented as follows:

be ... ing - for the continuous verb forms (e.g. is going); have ... en - for the perfect verb forms (e.g. has gone); be ... en - for the passive verb forms (e.g. is taken)

It is easy to see that the notion of morpheme applied to the analytical form of the word violates the principle of the identification of morpheme as an elementary meaningful segment: the analytical "framing" consists of two meaningful segments, i.e. of two different morphemes. On the other hand, the general notion "discontinuous constituent", "discontinuous unit" is quite rational and can be helpfully used in linguistic description in its proper place.

CHAPTER III CATEGORIAL STRUCTURE OF THE WORD

Здесь вы можете бесплатно скачать книгу: Блох М. Я. "Теоретическая грамматика английского языка: Учебник".

Описание: В учебнике рассматриваются важнейшие проблемы морфологии и синтаксиса английского языка в свете ведущих принципов современного системного языкознания. Введение в теоретические проблемы грамматики осуществляется на фоне обобщающего описания основ грамматического строя английского языка.

Особое внимание уделяется специальным методам научного анализа грамматических явлений и демонстрации исследовательских приемов на конкретном текстовом материале с целью развития у студентов профессионального лингвистического мышления.

Книга на английском языке.

Год выпуска: 1983

Preface
Chapter I. Grammar in the Systemic Conception of Language
Chapter II. Morphemic Structure of the Word
Chapter III. Categorial Structure of the Word
Chapter IV. Grammatical Classes of Words
Chapter V. Noun: General
Chapter VI. Noun: Gender
Chapter VII. Noun: Number
Chapter VIII. Noun: Case
Chapter IX. Noun: Article Determination
Chapter X. Verb: General
Chapter XI. Non-Finite Verbs (Verbids)
Chapter XII. Finite Verb: Introduction
Chapter XIII. Verb: Person and Number
Chapter XIV. Verb; Tense
Chapter XV. Verb: Aspect
Chapter XVI. Verb: Voice
Chapter XVII. Verb: Mood
Chapter XVIII. Adjective
Chapter XIX. Adverb
Chapter XX. Syntagmatic Connections of Words
Chapter XXI. Sentence: General
Chapter XXII. Actual Division of the Sentence
Chapter XXIII. Communicative Types of Sentences
Chapter XXIV. Simple Sentence: Constituent Structure
Chapter XXV. Simple Sentence: Paradigmatic Structure
Chapter XXVI. Composite Sentence as a Polypredicative Construction
Chapter XXVII. Complex Sentence
Chapter XXVIII. Compound Sentence
Chapter XXIX. Semi-Complex Sentence
Chapter XXX. Semi-Compound Sentence
Chapter XXXI. Sentence in the Text

PREFACE
This book, containing a theoretical outline of English grammar, is intended as a manual for the departments of English in Universities and Teachers" Colleges. Its purpose is to present an introduction to the problems of up-to-date grammatical study of English on a systemic basis, sustained by demonstrations of applying modern analytical techniques to various grammatical phenomena of living English speech.

The suggested description of the grammatical structure of English, reflecting the author"s experience as a lecturer on theoretical English grammar for students specialising as teachers of English, naturally, cannot be regarded as exhaustive in any point of detail. While making no attempt whatsoever to depict the grammar of English in terms of the minutiae of its arrangement and functioning (the practical mastery of the elements of English grammar is supposed to have been gained by the student at the earlier stages of tuition), we rather deem it as our immediate aims to supply the student with such information as will enable him to form judgments of his own on questions of diverse grammatical intricacies; to bring forth in the student a steady habit of trying to see into the deeper implications underlying the outward appearances of lingual correlations bearing on grammar; to teach him to independently improve his linguistic qualifications through reading and critically appraising the available works on grammatical language study, including the current materials in linguistic journals; to foster his competence in facing academic controversies concerning problems of grammar, which, unfortunately but inevitably, are liable to be aggravated by polemical excesses and terminological discrepancies.

In other words, we wish above all to provide for the condition that, on finishing his study of the subject matter of the book, under the corresponding guidance of his College tutor, the student should progress in developing a grammatically-oriented mode of understanding facts of language, viz. in mastering that which, in the long run, should distinguish a professional linguist from a layman.

The emphasis laid on cultivating an active element in the student"s approach to language and its grammar explains why the book gives prominence both to the technicalities of grammatical observations and to the general methodology of linguistic knowledge: the due application of the latter will lend the necessary demonstrative force to any serious consideration of the many special points of grammatical analysis. In this connection, throughout the whole of the book we have tried to point out the progressive character of the development of modern grammatical theory, and to show that in the course of disputes and continued research in manifold particular fields, the grammatical domain of linguistic science arrives at an ever more adequate presentation of the structure of language in its integral description.

We firmly believe that this kind of outlining the foundations of the discipline in question is especially important at the present stage of the developing linguistic knowledge - the knowledge which, far from having been by-passed by the general twentieth century advance of science, has found itself in the midst of it. Suffice it to cite such new ideas and principles introduced in the grammatical theory of our times, and reflected in the suggested presentation, as the grammatical aspects of the correlation between language and speech; the interpretation of grammatical categories on the strictly oppositional basis; the demonstration of grammatical semantics with the help of structural modelling; the functional-perspective patterning of utterances; the rise of the paradigmatic approach to syntax; the expansion of syntactic analysis beyond the limits of a separate sentence into the broad sphere of the continual text; and, finally, the systemic principle of description applied to the interpretation of language in general and its grammatical structure in particular.

It is by actively mastering the essentials of these developments that the student will be enabled to cope with the grammatical aspects of his future linguistic work as a graduate teacher of English.
Materials illustrating the analysed elements of English grammar have been mostly collected from the literary works of British and American authors. Some of the offered examples have been subjected to slight alterations aimed at giving the necessary prominence to the lingual phenomena under study. Source references for limited stretches of text are not supplied except in cases of special relevance (such as implications of individual style or involvement of contextual background).

The author pays tribute to his friends and colleagues - teachers of the Lenin State Pedagogical Institute (Moscow) for encouragement and help they extended to him during the years of his work on the presented matters.
The author"s sincere thanks are due to the staff of the English Department of the Dobrolyubov State Pedagogical Institute of Foreign Languages (Gorky) and to Prof. L. L. Nelyubin for the trouble they took in reviewing the manuscript. Their valuable advice and criticisms were carefully taken into consideration for the final preparation of the text.
M. Blokh

CHAPTER I
GRAMMAR IN THE SYSTEMIC CONCEPTION OF LANGUAGE
§ 1. Language is a means of forming and storing ideas as re-flections of reality and exchanging them in the process of human intercourse. Language is social by nature; it is inseparably connected with the people who are its creators and users; it grows and develops together with the development of society.

Language incorporates the three constituent parts ("sides"), each being inherent in it by virtue of its social nature. These parts are the phonological system, the lexical system, the grammatical system. Only the unity of these three elements forms a language; without any one of them there is no human language in the above sense.
The phonological system is the subfoundation of language; it determines the material (phonetical) appearance of its significative units. The lexical system is the whole set of naming means of language, that is, words and stable word-groups. The grammatical system is the whole set of regularities determining the combination of naming means in the formation of utterances as the embodiment of thinking process.

Each of the three constituent parts of language is studied by a particular linguistic discipline. These disciplines, presenting a series of approaches to their particular objects of analysis, give the corresponding "descriptions" of language consisting in ordered expositions of the constituent parts in question. Thus, the phonological description of language is effected by the science of phonology; the lexical description of language is effected by the science of lexicology; the grammatical description of language is effected by the science of grammar.
Any linguistic description may have a practical or theoretical purpose. A practical description is aimed at providing the student with a manual of practical mastery of the corresponding part of language (within the limits determined by various factors of educational destination and scientific possibilities). Since the practice of lingual intercourse, however, can only be realised by employing language as a unity of all its constituent parts, practical linguistic manuals more often than not comprise the three types of description presented in a complex. As for theoretical linguistic descriptions, they pursue analytical aims and therefore present the studied parts of language in relative isolation, so as to gain insights into their inner structure and expose the intrinsic mechanisms of their functioning. Hence, the aim of theoretical grammar of a language is to present a theoretical description of its grammatical system, i.e. to scientifically analyse and define its grammatical categories and study the mechanisms of grammatical formation of utterances out of words in the process of speech making.

§ 2. In earlier periods of the development of linguistic knowledge, grammatical scholars believed that the only purpose of grammar was to give strict rules of writing and speaking correctly. The rigid regulations for the correct ways of expression, for want of the profound understanding of the social nature of language, were often based on purely subjective and arbitrary judgements of individual grammar compilers. The result of this "prescriptive" approach was, that alongside of quite essential and useful information, non-existent "rules" were formulated that stood in sheer contradiction with the existing language us-age, i.e. lingual reality. Traces of this arbitrary prescriptive approach to the grammatical teaching may easily be found even in to-date"s school practice.

To refer to some of the numerous examples of this kind, let us consider the well-known rule of the English article stating that the noun which denotes an object "already known" by the listener should be used with the definite article. Observe, how-ever, English sentences taken from me works of distinguished authors directly contradicting

"I"ve just read a book of yours about Spain and I wanted to ask you about it." - "It"s not a very good book, I"m afraid" (S. Maugham). I feel a good deal of hesitation about telling you this story of my own. You see it is not a story like other stories I have been telling you: it is a true story (J. K. Jerome).

Or let us take the rule forbidding the use of the continuous tense-forms with the verb be as a link, as well as with verbs of perceptions. Here are examples to the contrary:
My holiday at Crome isn"t being a disappointment (A. Huxley). For the first time, Bobby felt, he was really seeing the man (A. Christie).

The given examples of English articles and tenses, though not agreeing with the above "prescriptions", contain no gram-mar mistakes in them.

The said traditional view of the purpose of grammar has lately been re-stated by some modern trends in linguistics. In particular, scholars belonging to these trends pay much attention to artificially constructing and analysing incorrect utterances with the aim of a better formulation of the rules for" the construction of correct ones. But their examples and deductions, too, are often at variance with real facts of lingual usage.
Worthy of note are the following two artificial utterances suggested as far back as 1956:
Colourless green ideas sleep furiously. Furiously sleep ideas green colourless.

According to the idea of their creator, the American scholar N. Chomsky, the first of the utterances, although nonsensical logically, was to be classed as grammatically correct, while the second one, consisting of the same words placed in the reverse order, had to be analysed as a disconnected, "ungrammatical" enumeration, a "non-sentence". Thus, the examples, by way of contrast, were intensely demonstrative (so believed the scholar) of the fact that grammar as a whole amounted to a set of non-semantic rules of sentence formation.

However, a couple of years later this assessment of the lingual value of the given utterances was disputed in an experimental investigation with informants - natural speakers of English, who could not come to a unanimous conclusion about the correctness or incorrectness of both of them. In particular, some of the informants classed the second utterance as "sounding like poetry".

To understand the contradictions between the bluntly formulated "rules" and reality, as well as to evaluate properly the results of informant tests like the one mentioned above, we must bear in mind that the true grammatical rules or regularities can-not be separated from the expression of meanings; on the contrary, they are themselves meaningful. Namely, they are connected with the most general and abstract parts of content inherent in the elements of language. These parts of content, together with the formal means through which they are expressed, are treated by grammarians in terms of "grammatical categories". Such are, for instance, the categories of number or mood in morphology, the categories of communicative purpose or emphasis in syntax, etc. Since the grammatical forms and regularities are meaningful, it becomes clear that the rules of grammar must be stated semantically, or, more specifically, they must be worded functionally. For example, it would be fallacious to state without any further comment that the inverted word order in the English declarative sentence is grammatically incorrect. Word order as an element of grammatical form is laden with its own meaningful functions. It can express, in particular, the difference between the central idea of the utterance and the marginal idea, between emotive and unemotive modes of speech, between different types of style. Thus, if the inverted word order in a given sentence does express these functions, then its use should be considered as quite correct. E.g.: In the centre of the room, under the chandelier, as became a host, stood the head of (he family, old Jolyon himself (J. Galsworthy).
The word arrangement in the utterance expresses a narrative description, with the central informative element placed in the strongest semantic position in narration, i.e. at the end. Com-pare the same sort of arrangement accompanying a plainer presentation of subject matter: Inside on a wooden bunk lay a young Indian woman (E. Hemingway).

Compare, further, the following:
And ever did his Soul tempt him with evil, and whisper of terrible things. Yet did it not prevail against him, so great was the power of his love (O. Wilde). (Here the inverted word order is employed to render intense emphasis in a

legend-stylised narration.) One thing and one thing only could she do for him (R. Kipling). (Inversion in this case is used to express emotional intensification of the central idea.)
Examples of this and similar kinds will be found in plenty in Modern English literary texts of good style repute.

§ 3. The nature of grammar as a constituent part of language is better understood in the light of explicitly discriminating the two planes of language, namely, the plane of content and the plane of expression.
The plane of content comprises the purely semantic elements contained in language, while the plane of expression comprises the material (formal) units of language taken by themselves, apart from the meanings rendered by them. The two planes are inseparably connected, so that no meaning can be realised without some material means of expression. Grammatical elements of language present a unity of content and expression (or, in somewhat more familiar terms, a unity of form and meaning). In this the grammatical elements are similar to the lingual lexical elements, though the quality of grammatical meanings, as we have stated above, is different in principle from the quality of lexical meanings.

On the other hand, the correspondence between the planes of content and expression is very complex, and it is peculiar to each language. This complexity is clearly illustrated by the phenomena of polysemy, homonymy, and synonymy.

In cases of polysemy and homonymy, two or more units of the plane of content correspond to one unit of the plane of expression. For instance, the verbal form of the present indefinite (one unit in the plane of expression) polysemantically renders the grammatical meanings of habitual action, action at the pre-sent moment, action taken as a general truth (several units in the plane of content). The morphemic material element -s/-es (in pronunciation [-s, -z, -iz]), i.e. one unit in the plane of expression (in so far as the functional semantics of the elements is common to all of them indiscriminately), homonymically renders the grammatical meanings of the third person singular of the verbal present tense, the plural of the noun, the possessive form of the noun, i.e. several units of the plane of content.

In cases of synonymy, conversely, two or more units of the plane of expression correspond to one unit of the plane of content. For instance, the forms of the verbal future indefinite, future continuous, and present continuous (several units in the plane of expression) can in certain contexts synonymically render the meaning of a future action (one unit in the plane of content).

Taking into consideration the discrimination between the two planes, we may say that the purpose of grammar as a linguistic discipline is, in the long run, to disclose and formulate the regularities of the correspondence between the plane of con-tent and the plane of expression in the formation of utterances out of the stocks of words as part of the process of speech production.

§ 4. Modern linguistics lays a special stress on the systemic character of language and all its constituent parts. It accentuates the idea that language is a system of signs (meaningful units) which are closely interconnected and interdependent. Units of immediate interdependencies (such as classes and subclasses of words, various subtypes of syntactic constructions, etc.) form different microsystems (subsystems) within the framework of the global macrosystem (supersystem) of the whole of language.

Each system is a structured set of elements related to one another by a common function. The common function of all the lingual signs is to give expression to human thoughts.

The systemic nature of grammar is probably more evident than that of any other sphere of language, since grammar is responsible for the very organisation of the informative content of utterances [Блох, 4, 11 и сл.]. Due to this fact, even the earliest grammatical treatises, within the cognitive limits of their times, disclosed some systemic features of the described material. But the scientifically sustained and consistent principles of systemic approach to language and its grammar were essentially developed in the linguistics of the twentieth century, namely, after the publication of the works by the Russian scholar Beaudoin de Courtenay and the Swiss scholar Ferdinand de Saussure. These two great men demonstrated the difference between lingual synchrony (coexistence of lingual elements) and diachrony (different time-periods in the development of lingual elements, as well as language as a whole) and defined language as a synchronic system of meaningful elements at any stage of its historical evolution.
On the basis of discriminating synchrony and diachrony, the difference between language proper and speech proper can be strictly defined, which is of crucial importance for the identification of the object of linguistic science.
Language in the narrow sense of the word is a system of means of expression, while speech in the same narrow sense should be understood as the manifestation of the system of language in the process of intercourse.
The system of language includes, on the one hand, the body of material units - sounds, morphemes, words, word-groups; on the other hand, the regularities or "rules" of the use of these units. Speech comprises both the act of producing utterances, and the utterances themselves, i.e. the text. Language and speech are inseparable, they form together an organic unity. As for grammar (the grammatical system), being an integral part of the lingual macrosystem it dynamically connects language with speech, because it categorially determines the lingual process of utterance production.

Thus, we have the broad philosophical concept of language which is analysed by linguistics into two different aspects - the system of signs (language proper) and the use of signs (speech proper). The generalising term "language" is also pre-served in linguistics, showing the unity of these two aspects [Блох, 16].
The sign (meaningful unit) in the system of language has only a potential meaning. In speech, the potential meaning of the lingual sign is "actualised", i.e. made situationally significant as part of the grammatically organised text.
Lingual units stand to one another in two fundamental types of relations: syntagmatic and paradigmatic.
Syntagmatic relations are immediate linear relations between units in a segmental sequence (string). E.g.: The spaceship was launched without the help of a booster rocket.

In this sentence syntagmatically connected are the words and word-groups "the spaceship", "was launched", "the space-ship was launched", "was launched without the help", "the help of a rocket", "a booster rocket".
Morphemes within the words are also connected syntagmatically. E.g.: space/ship; launch/ed; with/out; boost/er.
Phonemes are connected syntagmatically within morphemes and words, as well as at various juncture points (cf. the processes of assimilation and dissimilation).

The combination of two words or word-groups one of which is modified by the other forms a unit which is referred to as a syntactic "syntagma". There are four main types of notional syntagmas: predicative (the combination of a subject and a predicate), objective (the combination of a verb and its object), attributive (the combination of a noun and its attribute), adverbial (the combination of a modified notional word, such as a verb, adjective, or adverb, with its adverbial modifier).

Since syntagmatic relations are actually observed in utterances, they are described by the Latin formula as relations "in praesentia" ("in the presence").

The other type of relations, opposed to syntagmatic and called "paradigmatic", are such as exist between elements of the system outside the strings where they co-occur. These intra-systemic relations and dependencies find their expression in the fact that each lingual unit is included in a set or series of connections based on different formal and functional properties."

In the sphere of phonology such series are built up by the correlations of phonemes on the basis of vocality or consonantism, voicedness or devoicedness, the factor of nazalisation, the factor of length, etc. In the sphere of the vocabulary these series are founded on the correlations of synonymy and antonymy, on various topical connections, on different word-building dependencies. In the domain of grammar series of related forms realise grammatical numbers and cases, persons and tenses, gradations of modalities, sets of sentence-patterns of various functional destination, etc.

Unlike syntagmatic relations, paradigmatic relations cannot be directly observed in utterances, that is why they are referred to as relations "in absentia"" ("in the absence").

Paradigmatic relations coexist with syntagmatic relations in such a way that some sort of syntagmatic connection is necessary for the realisation of any paradigmatic series. This is especially evident -in a classical grammatical paradigm which presents a productive series of forms each consisting of a syntagmatic connection of two elements: one common for the whole of the series (stem), the other specific for every individual form in the series (grammatical feature - inflexion, suffix, auxiliary word). Grammatical paradigms express various grammatical categories.
The minimal paradigm consists of two form-stages. This kind of paradigm we see, for instance, in the expression of the category of number: boy - boys. A more complex paradigm can be divided into component paradigmatic series, i.e. into the corresponding sub-paradigms (cf. numerous paradigmatic series constituting the system of the finite verb). In other words, with paradigms, the same as with any other systemically organised material, macro- and micro-series are to be discriminated.

§ 5. Units of language are divided into segmental and suprasegmental. Segmental units consist of phonemes, they form phonemic strings of various status (syllables, morphemes, words, etc.). Supra-segmental units do not exist by themselves, but are realised together with segmental units and express different modificational meanings (functions) which are reflected on the strings of segmental units. To the supra-segmental units belong intonations (intonation contours), accents, pauses, pat-terns of word-order.

The segmental units of language form a hierarchy of levels. This hierarchy is of a kind that units of any higher level are analyzable into (i.e. are formed of) units of the immediately lower level. Thus, morphemes are decomposed into phonemes, words are decomposed into morphemes, phrases are decomposed into words, etc.
But this hierarchical relation is by no means reduced to the mechanical composition of larger units from smaller ones; units of each level are characterised by their own, specific functional features which provide for the very recognition of the corresponding levels of language.

The lowest level of lingual segments is phonemic: it is formed by phonemes as the material elements of the higher -level segments. The phoneme has no meaning, its function is purely differential: it differentiates morphemes and words as material bodies. Since the phoneme has no meaning, it is not a sign.
Phonemes are combined into syllables. The syllable, a rhythmic segmental group of phonemes, is not a sign, either; it has a purely formal significance. Due to this fact, it could hardly stand to reason to recognise in language a separate syllabic level; rather, the syllables should be considered in the light of the intra-level combinability properties of phonemes.

Phonemes are represented by letters in writing. Since the letter has a representative status, it is a sign, though different in principle from the level-forming signs of language.
Units of all the higher levels of language are meaningful; they may be called "signemes" as opposed to phonemes (and letters as phoneme-representatives).
The level located above the phonemic one is the morphemic level. The morpheme is the elementary meaningful part of the word. It is built up by phonemes, so that the shortest morphemes include only one phoneme. E.g.: ros-y [-1]; a-fire [э-]; come-s [-z].

The morpheme expresses abstract, "significative" meanings which are used as constituents for the formation of more concrete, "nominative" meanings of words.
The third level in the segmental lingual hierarchy is the level of words, or lexemic level.
The word, as different from the morpheme, is a directly naming (nominative) unit of language: it names things and their relations. Since words are built up by morphemes, the shortest words consist of one explicit morpheme only. Cf.: man; will; but; I; etc.

The next higher level is the level of phrases (word-groups), or phrasemic level.
To level-forming phrase types belong combinations of two or more notional words. These combinations, like separate words, have a nominative function, but they represent the referent of nomination as a complicated phenomenon, be it a concrete thing, an action, a quality, or a whole situation. Cf., respectively: a picturesque village; to start with a jerk; extremely difficult; the unexpected arrival of the chief.

This kind of nomination can be called "polynomination", as different from "mononomination" effected by separate words.

Notional phrases may be of a stable type and of a free type. The stable phrases (phraseological units) form the phraseological part of the lexicon, and are studied by the phraseological division of lexicology. Free phrases are built up in the process of speech on the existing productive models, and are studied in the lower division of syntax. The grammatical description of phrases is sometimes called "smaller syntax", in distinction to "larger syntax" studying the sentence and its textual connections.

Above the phrasemic level lies the level of sentences, or "proposemic" level.
The peculiar character of the sentence ("proposeme") as a signemic unit of language consists in the fact that, naming a certain situation, or situational event, it expresses predication, i.e. shows the relation of the denoted event to reality. Namely. it shows whether this event is real or unreal, desirable or obligatory, stated as a truth or asked about, etc. In this sense, as different from the word and the phrase, the sentence is a predicative unit. Cf.: to receive - to receive a letter - Early in June I received a letter from Peter Mel« rose.
The sentence is produced by the speaker in the process of speech as a concrete, situationally bound utterance. At the same time it enters the system of language by its syntactic pattern which, as all the other lingual unit-types, has both syntagmatic and paradigmatic characteristics.

But the sentence is not the highest unit of language in the hierarchy of levels. Above the proposemic level there is still another one, namely, the level of sentence-groups, "supra-sentential constructions". For the sake of unified terminology, this level can be called "supraproposemic".

The supra-sentential construction is a combination of separate sentences forming a textual unity. Such combinations are subject to regular lingual patterning making them into syntactic elements. The syntactic process by which sentences are connected into textual unities is analysed under the heading of "cumulation". Cumulation, the same as formation of composite sentences, can be both syndetic and asyndetic. Cf.:
He went on with his interrupted breakfast. Lisette did not speak and there was silence between them. But his appetite satisfied, his mood changed; he began to feel sorry for himself rather than angry with her, and with a strange ignorance of woman"s heart he thought to arouse Lisette"s remorse by exhibiting himself as an object of pity (S. Maugham).

In the typed text, the supra-sentential construction commonly coincides with the paragraph (as in the example above). However, unlike the paragraph, this type of lingual signeme is realised not only in a written text, but also in all the varieties of oral speech, since separate sentences, as a rule, are included in a discourse not singly, but in combinations, revealing the corresponding connections of thoughts in communicative progress.
We have surveyed six levels of language, each identified by its own functional type of segmental units. If now we carefully observe the functional status of the level-forming segments, we can distinguish between them more self-sufficient and less self-sufficient types, the latter being defined only in relation to the functions of other level units. Indeed, the phonemic, lexemic and proposemic levels are most strictly and exhaustively identified from the functional point of view: the function of the phoneme is differential, the function of the word is nominative, the function of the sentence is predicative. As different from these, morphemes are identified only as significative components of words, phrases present poly-nominative combinations of words, and supra-sentential constructions mark the transition from the sentence to the text.

Furthermore, bearing in mind that the phonemic level forms the subfoundation of language, i.e. the non-meaningful matter of meaningful expressive means, the two notions of grammatical description shall be pointed out as central even within the framework of the structural hierarchy of language: these are, first, the notion of the word and, second, the notion of the sentence. The first is analysed by morphology, which is the grammatical teaching of the word; the second is analysed by syntax, which is the grammatical teaching of the sentence.

CHAPTER II
MORPHEMIC STRUCTURE OF THE WORD
§ 1. The morphological system of language reveals its properties through the morphemic structure of words. It follows from this that morphology as part of grammatical theory faces the two segmental units: the morpheme and the word. But, as we have already pointed out, the morpheme is not identified otherwise than part of the word; the functions of the morpheme are effected only as the corresponding constituent functions of the word as a whole.
For instance, the form of the verbal past tense is built up by means of the dental grammatical suffix: trained [-d]; published [-t]; meditated [-id].

However, the past tense as a definite type of grammatical meaning is expressed not by the dental morpheme in isolation, but by the verb (i.e. word) taken in the corresponding form (realised by its morphemic composition); the dental suffix is immediately related to the stem of the verb and together with the stem constitutes the temporal correlation in the paradigmatic system of verbal categories
Thus, in studying the morpheme we actual study the word in the necessary details or us composition and functions.

§ 2. It is very difficult to give a rigorous and at the same time universal definition to the word, i.e. such a definition as would unambiguously apply to all the different word-units of the lexicon. This difficulty is explained by the fact that the word is an extremely complex and many-sided phenomenon. Within the framework of different linguistic trends and theories the word is defined as the minimal potential sentence, the minimal free linguistic form, the elementary component of the sentence, the articulate sound-symbol, the grammatically arranged combination of sound with meaning, the meaningfully integral and immediately identifiable lingual unit, the uninterrupted string of morphemes, etc., etc. None of these definitions, which can be divided into formal, functional, and mixed, has the power to precisely cover all the lexical segments of language without a residue remaining outside the field of definition.
The said difficulties compel some linguists to refrain from accepting the word as the basic element of language. In particular, American scholars - representatives of Descriptive Linguistics founded by L. Bloomfield - recognised not the word and the sentence, but the phoneme and the morpheme as the basic categories of linguistic description, because these units are the easiest to be isolated in the continual text due to their "physically" minimal, elementary segmental character: the phoneme being the minimal formal segment of language, the morpheme, the minimal meaningful segment. Accordingly, only two segmental levels were originally identified in language by Descriptive scholars: the phonemic level and the morphemic level; later on a third one was added to these - the level of "constructions", i.e. the level of morphemic combinations.

In fact, if we take such notional words as, say, water, pass, yellow and the like, as well as their simple derivatives, e.g. watery, passer, yellowness, we shall easily see their definite nominative function and unambiguous segmental delimitation, making them beyond all doubt into "separate words of language". But if we compare with the given one-stem words the corresponding composite formations, such as waterman, password, yellowback, we shall immediately note that the identification of the latter as separate words is much complicated by the fact that they themselves are decomposable into separate words. One could point out that the peculiar property distinguishing composite words from phrases is their linear indivisibility, i.e. the impossibility tor them to be divided by a third word. But this would-be rigorous criterion is quite irrelevant for analytical wordforms, e.g.: has met - has never met; is coming -is not by any means or under any circumstances coming.

As for the criterion according to which the word is identified as a minimal sign capable of functioning alone (the word understood as the "smallest free form", or interpreted as the "potential minimal sentence"), it is irrelevant for the bulk of functional words which cannot be used "independently" even in elliptical responses (to say nothing of the fact that the very notion of ellipsis is essentially the opposite of self-dependence).

In spite of the shown difficulties, however, there remains the unquestionable fact that each speaker has at his disposal a ready stock of naming units (more precisely, units standing to one another in nominative correlation) by which he can build up an infinite number of utterances reflecting the ever changing situations of reality.
This circumstance urges us to seek the identification of the word as a lingual unit-type on other lines than the "strictly operational definition". In fact, we do find the clarification of the problem in taking into consideration the difference between the two sets of lingual phenomena: on the one hand, "polar" phenomena; on the other hand, "intermediary" phenomena.

Within a complex system of interrelated elements, polar phenomena are the most clearly identifiable, they stand to one another in an utterly unambiguous opposition. Intermediary phenomena are located in the system in between the polar phenomena, making up a gradation of transitions or the so-called "continuum". By some of their properties intermediary phenomena are similar or near to one of the corresponding poles, while by other properties they are similar to the other, opposing pole. The analysis of the intermediary phenomena from the point of view of their relation to the polar phenomena reveal their own status in the system. At the same time this kind of analysis helps evaluate the definitions of the polar phenomena between which a continuum is established.
In this connection, the notional one-stem word and the morpheme should be described as the opposing polar phenomena among the meaningful segments of language; it is these elements that can be defined by their formal and functional features most precisely and unambiguously. As for functional words, they occupy intermediary positions between these poles, and their very intermediary status is gradational. In particular, the variability of their status is expressed in the fact that some of them can be used in an isolated response position (for instance, words of affirmation and negation, interrogative words, demonstrative words, etc.), while others cannot (such as prepositions or conjunctions).

The nature of the element of any system is revealed in the character of its function. The function of words is realised in their nominative correlation with one another. On the basis of this correlation a number of functional words are distinguished by the "negative delimitation" (i.e. delimitation as a residue after the identification of the co-positional textual elements),* e.g.-. the/people; to/speak; by/way/of.
The "negative delimitation"" immediately connects these functional words with the directly nominative, notional words in the system. Thus, the correlation in question (which is to be implied by the conventional term "nominative function") unites functional words with notional words, or "half-words" (word-morphemes) with "full words". On the other hand, nominative correlation reduces the morpheme as a type of segmental signeme to the role of an element in the composition of the word.

As we see, if the elementary character (indivisibility) of the morpheme (as a significative unit) is established in the structure of words, the elementary character of the word (as a nominative unit) is realised in the system of lexicon.
Summing up what has been said in this paragraph, we may point out some of the properties of the morpheme and the word which are fundamental from the point of view of their systemic status and therefore require detailed investigations and descriptions.

The morpheme is a meaningful segmental component of the word; the morpheme is formed by phonemes; as a meaningful component of the word it is elementary (i.e. indivisible into smaller segments as regards its significative function).

The word is a nominative unit of language; it is formed by morphemes; it enters the lexicon of language as its elementary component (i.e. a component indivisible into smaller segments as regards its nominative function); together with other nominative units the word is used for the formation of the sentence - a unit of information in the communication process.

§ 3. In traditional grammar the study of the morphemic structure of the word was conducted in the light of the two basic criteria: positional (the location of the marginal morphemes in relation to the central ones) and semantic or functional (the correlative contribution of the morphemes to the general meaning of the word). The combination of these two criteria in an integral description has led to the rational classification of morphemes that is widely used both in research linguistic work and in practical lingual tuition.
In accord with the traditional classification, morphemes on the upper level are divided into root-morphemes (roots) and affixal morphemes (affixes). The roots express the concrete, "material" part of the meaning of the word, while the affixes express the specificational part of the meaning of the word, the specifications being of lexicosemantic and grammatico-semantic character.
The roots of notional words are classical lexical morphemes.
The affixal morphemes include prefixes, suffixes, and in-flexions (in the tradition of the English school grammatical in-flexions are commonly referred to as "suffixes"). Of these, pre-fixes and lexical suffixes have word-building functions, together with the root they form the stem of the word; inflexions (grammatical suffixes) express different morphological categories.

The root, according to the positional content of the term (i.e. the border-area between prefixes and suffixes), is obligatory for any word, while affixes are not obligatory. Therefore one and the same morphemic segment of functional (i.e. non-notional) status, depending on various morphemic environments, can in principle be used now as an affix (mostly, a prefix), now as a root. Cf.:
out - a root-word (preposition, adverb, verbal postposition, adjective, noun, verb);
throughout - a composite word, in which -out serves as one of the roots (the categorial status of the meaning of both morphemes is the same);
outing - a two-morpheme word, in which out is a root, and -ing is a suffix; outlook, outline, outrage, out-talk, etc. - words, in which out- serves as a prefix;
look-out, knock-out, shut-out, time-out, etc. - words (nouns), in which -out serves as a suffix.
The morphemic composition of modern English words has a wide range of varieties; in the lexicon of everyday speech the preferable morphemic types of stems are root-stems (one-root stems or two-root stems) and one-affix stems. With grammatically changeable words, these stems take one grammatical suffix {two "open" grammatical suffixes are used only with some plural nouns in the possessive case, cf.: the children"s toys, the oxen"s yokes).
Thus, the abstract complete morphemic model of the common English word is the following: prefix + root + lexical suffix+grammatical suffix.

The syntagmatic connections of the morphemes within the model form two types of hierarchical structure. The first is characterised by the original prefixal stem (e.g. prefabricated), the second is characterised by the original suffixal stem (e.g. inheritors). If we use the symbols St for stem, R for root, Pr for prefix, L for lexical suffix, Gr for grammatical suffix, and, be-sides, employ three graphical symbols of hierarchical grouping - braces, brackets, and parentheses, then the two morphemic word-structures can be presented as follows:
W1 = { +Gr}; W2 = {[(Pr + R) +L] + Gr}
In the morphemic composition of more complicated words these model-types form different combinations.

§ 4. Further insights into the correlation between the formal and functional aspects of morphemes within the composition of the word may be gained in the light of the so-called "alloemic" theory put forward by Descriptive Linguistics and broadly used in the current linguistic research.

In accord with this theory, lingual units are described by means of two types of terms: allo-terms and eme-terms. Eme-terms denote the generalised invariant units of language characterised by a certain functional status: phonemes, morphemes. Allo-terms denote the concrete manifestations, or variants of the generalised units dependent on the regular co-location with other elements of language: allophones, allomorphs. A set of iso-functional allo-units identified in the text on the basis of their co-occurrence with other lingual units (distribution) is considered as the corresponding eme-unit with its fixed systemic status.
The allo-emic identification of lingual elements is achieved by means of the so-called "distributional analysis". The immediate aim of the distributional analysis is to fix and study the units of language in relation to their textual environments, i.e. the adjoining elements in the text.

The environment of a unit may be either "right" or "left", e.g.: un-pardon-able.
In this word the left environment of the root is the negative prefix un-, the right environment of the root is the qualitative suffix -able. Respectively, the root -pardon- is the right environment for the prefix, and the left environment for the suffix.

The distribution of a unit may be defined as the total of all its environments; in other words, the distribution of a unit is its environment in generalised terms of classes or categories.
In the distributional analysis on the morphemic level, phonemic distribution of morphemes and morphemic distribution of morphemes are discriminated. The study is conducted in two stages.
At the first stage, the analysed text (i.e. the collected lingual materials, or "corpus") is divided into recurrent segments consisting of phonemes. These segments are called "morphs", i.e. morphemic units distributionally uncharacterised, e.g.: the/boat/s/were/gain/ing/speed.

At the second stage, the environmental features of the morphs are established and the corresponding identifications are effected.
Three main types of distribution are discriminated in the distributional analysis, namely, contrastive distribution, non-contrastive distribution, and complementary distribution.

Contrastive and non-contrastive distributions concern identical environments of different morphs. The morphs are said to be in contrastive distribution if their meanings (functions) are different. Such morphs constitute different morphemes. Cf. the suffixes -(e)d and -ing in the verb-forms returned, returning. The morphs are said to be in non-contrastive distribution (or free alternation) if their meaning (function) is the same. Such morphs constitute "free alternants", or "free variants" of the same morpheme. Cf. the suffixes -(e)d and -t in the verb-forms learned, learnt.
As different from the above, complementary distribution concerns different environments of formally different morphs which are united by the same meaning (function). If two or more morphs have the same meaning and the difference in (heir form is explained by different environments, these morphs are said to be in complementary distribution and considered the allomorphs of the same morpheme. Cf. the allomorphs of the plural morpheme /-s/, /-z/, /-iz/ which stand in phonemic complementary distribution; the plural allomorph -en in oxen, children, which stands in morphemic complementary distribution with the other allomorphs of the plural morpheme.

As we see, for analytical purposes the notion of complementary distribution is the most important, because it helps establish the identity of outwardly altogether different elements of language, in particular, its grammatical elements.

§ 5. As a result of the application of distributional analysis to the morphemic level, different types of morphemes have been discriminated which can be called the "distributional morpheme types". It must be stressed that the distributional classification of morphemes cannot abolish or in any way depreciate the traditional morpheme types. Rather, it supplements the traditional classification, showing some essential features of morphemes on the principles of environmental study.

We shall survey the distributional morpheme types arranging them in pairs of immediate correlation.
On the basis of the degree of self-dependence, "free" morphemes and "bound" morphemes are distinguished. Bound morphemes cannot form words by themselves, they are identified only as component segmental parts of words. As different from this, free morphemes can build up words by themselves, i.e. can be used "freely".
For instance, in the word handful the root hand is a free morpheme, while the suffix -ful is a bound morpheme.
There are very few productive bound morphemes in the morphological system of English. Being extremely narrow, the list of them is complicated by the relations of homonymy. These morphemes are the following:
1) the segments -(e)s [-z, -s, -iz]: the plural of nouns, the possessive case of nouns, the third person singular present of verbs;
2) the segments -(e)d [-d, -t, -id]: the past and past participle of verbs;
3) the segments -ing: the gerund and present participle;
4) the segments -er, -est: the comparative and superlative degrees of adjectives and adverbs.
The auxiliary word-morphemes of various standings should be interpreted in this connection as "semi-bound" morphemes, since, being used as separate elements of speech strings, they form categorial unities with their notional stem-words.

On the basis of formal presentation, "overt" morphemes and "covert" morphemes are distinguished. Overt morphemes are genuine, explicit morphemes building up words; the covert morpheme is identified as a contrastive absence of morpheme expressing a certain function. The notion of covert morpheme coincides with the notion of zero morpheme in the oppositional description of grammatical categories (see further).

For instance, the word-form clocks consists of two overt morphemes: one lexical (root) and one grammatical expressing the plural. The outwardly one-morpheme word-form clock, since it expresses the singular, is also considered as consisting of two morphemes, i.e. of the overt root and the co\ert (implicit) grammatical suffix of the singular. The usual symbol for the covert morpheme employed by linguists is the sign of the empty set: 0.
On the basis of segmental relation, "segmental" morphemes and "supra-segmental" morphemes are distinguished. Interpreted as supra-segmental morphemes in distributional terms are intonation contours, accents, pauses.
The said elements of language, as we have stated elsewhere, should beyond dispute be considered signemic units of language, since they are functionally bound. They form the secondary line of speech, accompanying its primary phonemic line (phonemic complexes). On the other hand, from what has been stated about the morpheme proper, it is not difficult to see that the morphemic interpretation of suprasegmental units can hardly stand to reason. Indeed, these units are functionally connected not with morphemes, but with larger elements of language: words, word-groups, sentences, supra-sentential constructions.

On the basis of grammatical alternation, "additive" morphemes and "replacive" morphemes are distinguished. Interpreted as additive morphemes are outer grammatical suffixes, since, as a rule, they are opposed to the absence of morphemes in grammatical alternation. Cf. look+ed; small+er, etc. In distinction to these, the root phonemes of grammatical inter-change are considered as replacive morphemes, since they re-place one another in the paradigmatic forms. Cf. dr-i-ve - dr-o-ve - dr-i-ven; m-a-n - m-e-n; etc.
It should be remembered that the phonemic interchange is utterly unproductive in English as in all the Indo-European languages. If it were productive, it might rationally be interpreted as a sort of replacive "infixation" (correlated with "exfixation" of the additive type). As it stands, however, this type of gram-matical means can be understood as a kind of suppletivity (i.e. partial suppletivity).
On the basis of linear characteristic, "continuous" (or "linear") morphemes and "discontinuous" morphemes are distinguished.

By the discontinuous morpheme, opposed to the common, i.e. uninterruptedly expressed, continuous morpheme, a two-element grammatical unit is meant which is identified in the analytical grammatical form comprising an auxiliary word and a grammatical suffix. These two elements, as it were, embed the notional stem; hence, they are symbolically represented as follows:
be ... ing - for the continuous verb forms (e.g. is going); have ... en - for the perfect verb forms (e.g. has gone); be ... en - for the passive verb forms (e.g. is taken)
It is easy to see that the notion of morpheme applied to the analytical form of the word violates the principle of the identification of morpheme as an elementary meaningful segment: the analytical "framing" consists of two meaningful segments, i.e. of two different morphemes. On the other hand, the general notion "discontinuous constituent", "discontinuous unit" is quite rational and can be helpfully used in linguistic description in its proper place.

CHAPTER III
CATEGORIAL STRUCTURE OF THE WORD
§ 1. Notional words, first of all verbs and nouns, possess some morphemic features expressing grammatical (morphological) meanings. These features determine the grammatical form of the word.
Grammatical meanings are very abstract, very general. Therefore the grammatical form is not confined to an individual word, but unites a whole class of words, so that each word of the class expresses the corresponding grammatical meaning together with its individual, concrete semantics.

For instance, the meaning of the substantive plural is rendered by the regular plural suffix -(e)s, and in some cases by other, more specific means, such as phonemic interchange and a few lexeme-bound suffixes. Due to the generalised character of the plural, we say that different groups of nouns "take" this form with strictly defined variations in the mode of expression, the variations being of more systemic (phonological conditioning) and less systemic (etymological conditioning) nature. Cf.: faces, branches, matches, judges; books, rockets, boats, chiefs, proofs; dogs, beads, films, stones, hens; lives, wives, thieves, leaves; girls, stars, toys, heroes, pianos, cantos; oxen, children, brethren, kine; swine, sheep, deer; cod, trout, salmon; men, women, feet, teeth, geese, mice, lice; formulae, antennae; data, errata, strata, addenda, memoranda; radii, genii, nuclei, alumni; crises, bases, analyses, axes; phenomena, criteria.

As we see, the grammatical form presents a division of the word on the principle of expressing a certain grammatical meaning.

§ 2. The most general notions reflecting the most general properties of phenomena are referred to in logic as "categorial notions", or "categories". The most general meanings rendered by language and expressed by systemic correlations of word-forms are interpreted in linguistics as categorial grammatical meanings. The forms themselves are identified within definite paradigmatic series.
The categorial meaning (e.g. the grammatical number) unites the individual meanings of the correlated paradigmatic forms (e.g. singular - plural) and is exposed through them; hence, the meaning of the grammatical category and the meaning of the grammatical form are related to each other on the principle of the logical relation between the categorial and generic notions.

As for the grammatical category itself, it presents, the same as the grammatical "form", a unity of form (i.e. material factor) and meaning (i.e. ideal factor) and constitutes a certain signemic system.
More specifically, the grammatical category is a system of expressing a generalised grammatical meaning by means of paradigmatic correlation of grammatical forms.
The ordered set of grammatical forms expressing a categorical function constitutes a paradigm.
The paradigmatic correlations of grammatical forms in a category are exposed by the so-called "grammatical oppositions".

The opposition (in the linguistic sense) may be defined as a generalised correlation of lingual forms by means of which a certain function is expressed. The correlated elements (members) of the opposition must possess two types of features: common features and differential features. Common features serve as the basis of contrast, while differential features immediately express the function in question.
The oppositional theory was originally formulated as a ; phonological theory. Three main qualitative types of oppositions were established in phonology: "privative", "gradual", and "equipollent". By the number of members contrasted, oppositions were divided into binary (two members) and more than bi-nary (ternary, quaternary, etc.).
The most important type of opposition is the binary privative opposition; the other types of oppositions are reducible to the binary privative opposition.

The binary privative opposition is formed by a contrastive pair of members in which one member is characterised by the presence of a certain differential feature ("mark"), while the other member is characterised by the absence of this feature. The member in which the feature is present is called the "marked", or "strong", or "positive" member, and is commonly designated by the symbol + (plus); the member in which the feature is absent is called the "unmarked", or "weak", or "negative" member, and is commonly designated by the symbol - (minus).
For instance, the voiced and devoiced consonants form a privative opposition . The differential feature of the opposition is "voice". This feature is present in the voiced consonants, so their set forms the marked member of the opposition. The devoiced consonants, lacking the feature, form the unmarked member of the opposition. To stress the marking quality of "voice" for the opposition in question, the devoiced consonants may be referred to as «nоn-voiced".

The gradual opposition is formed by a contrastive group of members which are distinguished not by the presence or аbsenсе of a feature, but by the degree of it.

For instance, the front vowels form a quaternary gradual opposition, since they are differentiated by the degree of their openness (their length, as is known, is" also relevant, as well as some other individualising properties, but these factors do not spoil the gradual opposition as such).
The equipollent opposition is formed by a contrastive pair or group in which the members are distinguished by different positive features.

For instance, the phonemes [m] and [b], both bilabial consonants, form an equipollent opposition, [m] being sonorous nazalised, being plosive.

We have noted above that any opposition can be reformulated in privative terms. Indeed, any positive feature distinguishing an oppositionally characterised lingual element is absent in the oppositionally correlated element, so that considered from the point of view of this feature alone, the opposition, by definition, becomes privative. This reformulation is especially helpful on an advanced stage of oppositional study of a given microsystem, because it enables us to characterise the elements of the system by the corresponding strings ("bundles") of values of their oppositional featuring ("bundles of differential features"), each feature being represented by the values + or -.
For instance, [p] is distinguished from [b] as voiceless (voice -), from as bilabial (labialisation +), from [m] as nonnazalised (nazalisation -), etc. The descriptive advantages of this kind of characterisation are self-evident.
Unlike phonemes which are monolateral lingual elements, words as units of morphology are bilateral; therefore morphological oppositions must reflect both the plane of expression (form) and the plane of content (meaning).
The most important type of opposition in morphology, the same as in phonology, is the binary privative opposition.
The privative morphological opposition is based on a morphological differential feature which is present in its strong parked) member and absent in its weak (unmarked) member. In another kind of wording, this differential feature may be said to mark one of the members of the opposition positively (the strong member), and the other one negatively (the weak member). The featuring in question serves as the immediate means of expressing a grammatical meaning.
For instance, the expression of the verbal present and past tenses is based on a privative opposition the differential feature of which is the dental suffix -(e)d. This suffix, rendering the meaning of the past tense, marks the past form of the verb positively (we worked), and the present form negatively (we work).
The meanings differentiated by the oppositions of signemic units (signemic oppositions) are referred to as "semantic features", or "semes".

For instance, the nounal form cats expresses the seme of plurality, as opposed to the form cat which expresses, by contrast, the seme of singularity. The two forms constitute a privative opposition in which the plural is the marked member. In order to stress the negative marking of the singular, it can be referred to as "non-plural".
It should be noted that the designation of the weak members of privative morphological oppositions by the "non-" terms is significant not only from the point of view of the plane of expression, but also from the point of view of the plane of con-tent. It is connected with the fact that the meaning of the weak member of the privative opposition is more general and abstract as compared with the meaning of the strong member, which is, respectively, more particular and concrete. Due to this difference in meaning, the weak member is used in a wider range of contexts than the strong member. For instance, the present tense form of the verb, as different from the past tense, is used to render meanings much broader than those directly implied by the corresponding time-plane as such. Cf.:
The sun rises in the East. To err is human. They don"t speak French in this part of the country. Etc.
Equipollent oppositions in the system of English morphology constitute a minor type and are mostly confined to formal relations only. An example of such an opposition can be seen in the correlation of the person forms of the verb be: am - are - is.

Gradual oppositions in morphology are not generally recognized; in principle, they can be identified as a minor type on the semantic level only. An example of the gradual morphological opposition can be seen in the category of comparison: strong - stronger - strongest.

A grammatical category must be expressed by at least one opposition of forms. These forms are ordered in a paradigm in grammatical descriptions.

Both equipollent and gradual oppositions in morphology, the same as in phonology, can be reduced to privative oppositions within the framework of an oppositional presentation of some categorial system as a whole. Thus, a word-form, like a phoneme, can be represented by a bundle of values of differential features, graphically exposing its categorial structure. For instance, the verb-form listens is marked negatively as the pre-sent tense (tense -), negatively as the indicative mood (mood -), negatively as the passive voice (voice-), positively as the third person (person +), etc. This principle of presentation, making a morphological description more compact, at the same time has the advantage of precision and helps penetrate deeper into the inner mechanisms of grammatical categories.
§ 3. In various contextual conditions, one member of an op-position can be used in the position of the other, counter-member. This phenomenon should be treated under the heading of "oppositional reduction" or "oppositional substitution". The first version of the term ("reduction") points out the fact that the opposition in this case is contracted, losing its formal distinctive force. The second version of the term ("substitution") shows the very process by which the opposition is reduced, namely, the use of one member instead of the other.

By way of example, let us consider the following case of the singular noun-subject: Man conquers nature.
The noun man in the quoted sentence is used in the singular, but it is quite clear that it stands not for an individual per-son, but for people in general, for the idea of "mankind". In other words, the noun is used generically, it implies the class of denoted objects as a whole. Thus, in the oppositional light, here the weak member of the categorial opposition of number has replaced the strong member.

Consider another example: Tonight we start for London.
The verb in this sentence takes the form of the present, while its meaning in the context is the future. It means that the opposition "present - future" has been reduced, the weak member (present) replacing the strong one (future).

The oppositional reduction shown in the two cited cases is stylistically indifferent, the demonstrated use of the forms does not transgress the expressive conventions of ordinary speech. This kind of oppositional reduction is referred to as "neutralization" of oppositions. The position of neutralisation is, as a rule, filled in by the weak member of the opposition due to its more general semantics.

Alongside of the neutralising reduction of oppositions there exists another kind of reduction, by which one of the members of the opposition is placed in contextual conditions uncommon for it; in other words, the said reductional use of the form is stylistically marked. E.g.: That man is constantly complaining of something.
The form of the verbal present continuous in the cited sentence stands in sharp contradiction with its regular grammatical meaning "action in progress at the present time". The contradiction is, of course, purposeful: by exaggeration, it intensifies the implied disapproval of the man"s behaviour.
This kind of oppositional reduction should be considered under the heading of "transposition". Transposition is based on the contrast between the members of the opposition, it may be defined as a contrastive use of the counter-member of the op-position. As a rule (but not exclusively) transpositionally employed is the strong member of the opposition, which is explained by its comparatively limited regular functions.

§ 4. The means employed for building up member-forms of categorial oppositions are traditionally divided into synthetical and analytical; accordingly, the grammatical forms themselves are classed into synthetical and analytical, too.

Synthetical grammatical forms are realised by the inner morphemic composition of the word, while analytical grammatical forms are built up by a combination of at least two words, one of which is a grammatical auxiliary (word-morpheme), and the other, a word of "substantial" meaning. Synthetical grammatical forms are based on inner inflexion, outer inflexion, and suppletivity; hence, the forms are referred to as innerinflexional, outer-inflexional, and suppletive.

Inner inflexion, or phonemic (vowel) interchange, is not productive in modern Indo-European languages, but it is peculiarly employed in some of their basic, most ancient lexemic elements. By this feature, the whole family of Indo-European languages is identified in linguistics as typologically "inflexional".

Inner inflexion (grammatical "infixation", see above) is used in English in irregular verbs (the bulk of them belong to the Germanic strong verbs) for the formation of the past indefinite and past participle; besides, it is used in a few nouns for the formation of the plural. Since the corresponding oppositions of forms are based on phonemic interchange, the initial paradigmatic form of each lexeme should also be considered as inflexional. Cf.: take - took - taken, drive - drove - driven, keep - kept - kept, etc.; man - men, brother - brethren, etc.
Suppletivity, like inner inflexion, is not productive as a purely morphological type of form. It is based on the correlation of different roots as a means of paradigmatic differentiation. In other words, it consists in the grammatical interchange of word roots, and this, as we pointed out in the foregoing chapter, unites it in principle with inner inflexion (or, rather, makes the latter into a specific variety of the former).

Suppletivity is used in the forms of the verbs be and go, in the irregular forms of the degrees of comparison, in some forms of personal pronouns. Cf.: be - am - are - is - was - were; go - went; good - better; bad - worse; much - more; little - less; I - me; we - us; she - her.

In a broader morphological interpretation, suppletivity can be recognised in paradigmatic correlations of some modal verbs, some indefinite pronouns, as well as certain nouns of peculiar categorial properties (lexemic suppletivity - see Ch. IV, § 8). Cf.: can - be able; must - have (to), be obliged (to); may - be allowed (to); one - some; man - people; news - items of news; information - pieces of information; etc.
The shown unproductive synthetical means of English morphology are outbalanced by the productive means of affixation (outer inflexion), which amount to grammatical suffixation (grammatical prefixation could only be observed in the Old English verbal system).

In the previous chapter we enumerated the few grammatical suffixes possessed by the English language. These are used to build up the number and case forms of the noun; the Person-number, tense, participial and gerundial forms of the verb; the comparison forms of the adjective and adverb. In the oppositional correlations of all these forms, the initial paradigmatic form of each opposition is distinguished by a zero suffix. Cf.: boy + o - boys; go + o - goes; work + o - worked; small + o -smaller; etc.
Taking this into account, and considering also the fact that each grammatical form paradigmatically correlates with at least one other grammatical form on the basis of the category ex-pressed (e.g. the form of the singular with the form of the plural), we come to the conclusion that the total number of synthetically forms in English morphology, though certainly not very large, at the same time is not so small as it is commonly be-ieved. Scarce in English are not the synthetical forms as such, but the actual affixal segments on which the paradigmatic differentiation of forms is based.
As for analytical forms which are so typical of modern English that they have long made this language into the "canonised" representative of lingual analytism, they deserve some special comment on their substance.
The traditional view of the analytical morphological form recognises two lexemic parts in it, stating that it presents a combination of an auxiliary word with a basic word. However, there is a tendency with some linguists to recognise as analytical not all such grammatically significant combinations, but only those of them that are "grammatically idiomatic", i.e. whose relevant grammatical meaning is not immediately de-pendent on the meanings of their component elements taken apart. Considered in this light, the form of the verbal perfect where the auxiliary "have" has utterly lost its original meaning of possession, is interpreted as the most standard and indisputable analytical form "in English morphology. Its opposite is seen in the analytical degrees of comparison which, according to the cited interpretation, come very near to free combinations of words by their lack of "idiomatism" in the above sense.
The scientific achievement of the study of "idiomatic" analytism in different languages is essential and indisputable. On the other hand, the demand that "grammatical idiomatism" should be regarded as the basis of "grammatical analytism" seems, logically, too strong. The analytical means underlying the forms in question consist in the discontinuity of the corresponding lexemic constituents. Proceeding from this fundamental principle, it can hardly stand to reason to exclude "unidiomatic" grammatical combinations (i.e. combinations of oppositional-categorial significance) from the system of analytical expression as such. Rather, they should be regarded as an integral part of this system, in which, the provision granted, a gradation of idiomatism is to be recognised. In this case, alongside of the classical analytical forms of verbal perfect or continuous, such analytical forms should also be discriminated as the analytical infinitive (go - to go), the analytical verbal person (verb plus personal pronoun), the analytical degrees of comparison of both positive and negative varieties (more important - less important), as well as some other, still more unconventional form-types.

Moreover, alongside of the standard analytical forms characterised by the unequal ranks of their components (auxiliary element-basic element), as a marginal analytical form-type grammatical repetition should be recognised, which is used to express specific categorial semantics of processual intensity with the verb, of indefinitely high degree of quality with the adjective and the adverb, of indefinitely large quantity with the noun. Cf.:
He knocked and knocked and knocked without reply (Gr. Greene). Oh, I feel I"ve got such boundless, boundless love to give to somebody (K. Mansfield). Two white-haired severe women were in charge of shelves and shelves of knitting materials of every description (A. Christie).

§ 5. The grammatical categories which are realised by the described types of forms organised in functional paradigmatic oppositions, can either be innate for a given class of words, or only be expressed on the surface of it, serving as a sign of correlation with some other class.

For instance, the category of number is organically connected with the functional nature of the noun; it directly ex-poses the number of the referent substance, e.g. one ship - several ships. The category of number in the verb, however, by no means gives a natural meaningful characteristic to the de-noted process: the process is devoid of numerical features such as are expressed by the grammatical number. Indeed, what is rendered by the verbal number is not a quantitative characterisation of the process, but a numerical featuring of the subject-referent. Cf.:

The girl is smiling. - The girls are smiling. The ship is in the harbour. - The ships are in the harbour.
Thus, from the point of view of referent relation, grammatical categories should be divided into "immanent" categories, i.e. categories innate for a given lexemic class, and "reflective" categories, i.e. categories of a secondary, derivative semantic value. Categorial forms based on subordinative grammatical agreement (such as the verbal person, the verbal number) are reflective, while categorial forms stipulating grammatical agreement in lexemes of a contiguous word-class (such as the substantive-pronominal person, the substantive number) are immanent. Immanent are also such categories and their forms as are closed within a word-class, i.e. do not transgress its borders; to these belong the tense of the verb, the comparison of the adjective and adverb, etc.
Another essential division of grammatical categories is based on the changeability factor of the exposed feature. Namely, the feature of the referent expressed by the category can be either constant (unchangeable, "derivational"), or variable (changeable, "demutative").

An example of constant feature category can be seen in the category of gender, which divides the class of English nouns into non-human names, human male names, human female names, and human common gender names. This division is rep-resented by the system of the third person pronouns serving as gender-indices (see further). Cf.:
It (non-human): mountain, city, forest, cat, bee, etc. He (male human): man, father, husband, uncle, etc. She (female human): woman, lady, mother, girl, etc. He or she (common human): per-son, parent, child, cousin, etc.
Variable feature categories can be exemplified by the substantive number (singular - plural) or the degrees of comparison (positive - comparative - superlative).
Constant feature categories reflect the static classifications of phenomena, while variable feature categories expose various connections between phenomena. Some marginal categorial forms may acquire intermediary status, being located in-between the corresponding categorial poles. For instance, the nouns singularia tantum and pluralia tantum present a case of hybrid variable-constant formations, since their variable feature of number has become "rigid", or "lexicalised". Cf.: news, advice, progress; people, police; bellows, tongs; colours, letters; etc.
In distinction to these, the gender word-building pairs should be considered as a clear example of hybrid constant-variable formations, since their constant feature of gender has acquired some changeability properties, i.e. has become to a certain extent "grammaticalised". Cf.: actor - actress, author - authoress, lion - lioness, etc.

§ 6. In the light of the exposed characteristics of the categories, we may specify the status of grammatical paradigms of changeable forms.

Grammatical change has been interpreted in traditional terms of declension and conjugation. By declension the nominal change is implied (first of all, the case system), while by conjugation the verbal change is implied (the verbal forms of person, number, tense, etc.). However, the division of categories into immanent and reflective invites a division of forms on a some-what more consistent basis.

Since the immanent feature is expressed by essentially independent grammatical forms, and the reflective feature, correspondingly, by essentially dependent grammatical forms, all the forms of the first order (immanent) should be classed as "declensional", while all the forms of the second order (reflective) should be classed as "conjugational".
In accord with this principle, the noun in such synthetical languages as Russian or Latin is declined by the forms of gender, number, and case, while the adjective is conjugated by the same forms. As for the English verb, it is conjugated by the reflective forms of person and number, but declined by the immanent forms of tense, aspect, voice, and mood.

CHAPTER IV GRAMMATICAL CLASSES OF WORDS
§ 1. The words of language, depending on various formal and semantic features, are divided into grammatically relevant sets or classes. The traditional grammatical classes of words are called "parts of speech". Since the word is distinguished not only by grammatical, but also by semanticolexemic properties, some scholars refer to parts of speech as "lexico-grammatical" series of words, or as "lexico-grammatical categories" [Смирницкий, (1), 33; (2), 100].
It should be noted that the term "part of speech" is purely traditional and conventional, it can"t be taken as in any way de-fining or explanatory. This name was introduced in the grammatical teaching of Ancient Greece, where the concept of the sentence was not yet explicitly identified in distinction to the general idea of speech, and where, consequently, no strict differentiation was drawn between the word as a vocabulary unit and the word as a functional element of the sentence.

Коммерческое использование книги запрещено! Книга взята из открытых источников в интернете и предоставлена только для ознакомления. Если Вы являетесь автором этой книги и не желаете видеть её на нашем сайте - напишите об этом нам и мы сразу удалим её с сайта.

"; ** »

802.0

: . / . , . , . -

. - .: . ., 2010. - 471 .

13 978-5-06-006179-6

802.0

81.2

978-5-06-006179-6 © « « », 2010

, . . -

3- . - .:

2000; . -

3- . - .: , 2002),

: PRESSI (HERSON)

4. ,

Seminar 1. Systemic Conception of Language...........................

Seminar 2. Morphemic Structure of the Word ........................

Seminar 3. Categorial Structure of the Word ..........................

Seminar 4. Grammatical Classes of Words ..............................

Seminar 5. Noun and Its Categories .....................................

Seminar 6. Verb: General. Non-Finite Verbs ........................

Seminar 7. Verb and Its Categories ......................................

Seminar 8. Adjective and Adverb .........................................

Seminar 9. Syntagmatic Connections of Words.

Sentence: General...............................................

Seminar 10. Actual Division of the Sentence.

Communicative Types of Sentences ....................

Seminar 11. Simple Sentence: Constituent Structure ................

Seminar 12. Simple Sentence: Paradigmatic Structure..............

Seminar 13. Composite Sentence............................................

Seminar 14. Linguistics of the Text.........................................

1....................................................................................

2 ...................................................................................

3....................................................................................

4 ...................................................................................

5 ...................................................................................

6 ...................................................................................

7....................................................................................

8....................................................................................

9...................................................................................

Test 10...................................................................................

Test 11...................................................................................

Glossary of Linguistic Terms ..................................................

Glossary of Pragmalinguistic Terms ........................................

Bibliography ..........................................................................

SYSTEMIC CONCEPTION

1. The systemic conception of language. The approaches towards language treatment. The notion of system. The communicative principle in the con sideration of language.

2. The definition of a sign. The specific nature of language signs. Types of signs.

3. Paradigmatic and syntagmatic relations of language units. The role of F. de Saussure and LA. Beaudoin de Courtenay in the development of linguistic theory. The notion of synchrony and diachrony.

4. Language levels and language units. The correlation of word, phrase, sen tence, dicteme (utterance). The peculiar status of phoneme. Word and sentence as basic units of language.

5. The word as a nominative unit. The notion of referent. The opposition of notional and functional words.

1. System as a Linguistic Notion

Human language is a verbal means of communication; its function consists in forming, storing and exchanging ideas as reflections of reality. Being inseparably connected with the people who create and use it, language is social and psychological by nature.1 Language incorporates three constituent parts. They are the phonological system, the lexical system, and the grammatical system. The phonological system determines the material (phonetic) form of its

: PRESSI (HERSON)

Seminars on Theoretical English Grammar

significative units; the lexical system comprises the whole set of nominative means of language (words and stable word-groups); the grammatical system presents the whole set of regularities determining the combination of nominative units in the formation of utterances.

The aim of theoretical grammar of language is to present a theoretical description of its grammatical system. To achieve this aim it is necessary to scientifically analyze and define its categories and study the mechanisms of grammatical formation of utterances in the process of speech production.

Modern linguistics is essentially based on the systemic conception of language. System in general is defined as a structured set of elements related to one another by a common function. The interpretation of language as a system develops a number of notions, namely: the notions of language levels and language units, paradigmatic and syntagmatic relations, the notions of form and meaning (function), of synchrony and diachrony, of analysis and synthesis, and some others.

2. Language and Speech

The discrimination of language and speech is the fundamental principle of linguistics. This principle has sustained throughout the whole history of the study of language. With a special demonstrative force it was confirmed by LA. Beaudoin de Courtenay (end of the XIX c.) and F. de Saussure (beginning of the XX c.) who analyzed the language-speech dichotomy in connection with the problem of identifying the subject of linguistics. The two great scholars emphatically pointed out the difference between synchrony and diachrony stressing the fact that at any stage of its historical evolution language is a synchronic system of meaningful elements, i.e. a system of special signs.

Language in the narrow sense of the word is a system of means of expression, while speech is a manifestation of the system of language in the process of communication. The system of language includes the body of material units - sounds, morphemes, words, word-groups, and a set of regularities or "rules" of the use of these units. Speech comprises both the act of producing utterances and the utterances themselves, i.e. the text made up of lingual units of various status.

From the functional point of view all the units of language should be classed into those that are non-meaningful semantically, such as phonemes, and those that express a certain semantic meaning, such as words. The non-meaningful units may be referred to as "cortemes", they provide a physical cover (acoustic, graphical) for meaningful units; the meaningful units, in distinction to cortemes, may be referred to as "signemes". Signeme is a lingual sign. The introduction 6f a special name for it is called upon to show that there is a profound difference between lingual signs and non-lingual, common

Language and speech are inseparable, they form an organic unity. The stability of this unity is ensured by grammar since it dynamically connects language with speech by categorially determining the process of utterance production.

The signeme (lingual sign) in the system of language has only a potential meaning. In speech the potential meaning of the lingual sign is "actualized", in other words, it is made situationally significant as part of the grammatically organized text.

The functional dynamics of lingual units in speech is efficiently demonstrated by the branch of linguistics called "pragmalinguistics". Among other things, pragmalinguistics investigated the relevant contribution to the total communicative content of utterances made by different unit types. In this connection, stretches of speech have been described the role of which consists not in the expression of certain meanings, but in maintaining the contact between the communicants, or sustaining the "phatic communion". These elements have received the name of "phatic" (see: excerpt from "Papers in Linguistics" by Firth J.R., p. 18 of the present book).

3. Paradigmatic and Syntagmatic Relations

Lingual units stand to one another in two fundamental types of relations: syntagmatic and paradigmatic.

Syntagmatic relations are immediate linear relations between units in a segmental sequence (string).

One of the basic notions in the syntagmatic analysis is the notion °f syntactic syntagma. A "syntactic syntagma" is the combination of two words or word-groups one of which is modified by the other.

Seminars on Theoretical English Grammar

To syntagmatic relations are opposed paradigmatic relations. They exist between elements of the system outside the strings in which they co-occur. These intrasystemic relations find their expression in the fact that each lingual unit is included in a set or series of connections based on different formal and functional properties.

Paradigmatic and syntagmatic relations are not isolated from one another. Paradigmatic relations co-exist with syntagmatic relations in such a way that some sort of syntagmatic connection is necessary for the realization of any paradigmatic series. This is revealed to the full in a classical grammatical paradigm. It presents a productive series of forms. A paradigmatic form - a constituent of a paradigm - consists of a stem and a specific element (inflexion, suffix, auxiliary word). The function of a grammatical paradigm is to express a categorial meaning.

4. Language Units and Language Levels

Units of language are divided into segmental and suprasegmental. Segmental units consist of phonemes, they form phonemic strings of various status. Suprasegmental units do not exist by themselves, but are realized with segmental units and express different modificational meanings reflected on the strings of segmental units.

The segmental units of language form a hierarchy of levels. Units of each higher level are formed of units of the immediately lower level. But this hierarchical relation is not reduced to the mechanical composition of larger units from smaller ones, as units of each level are characterized by their own, specific, functional properties which provide the basis for the very recognition of the corresponding language levels.

The lowest level of lingual units is phonemic: it is formed by phonemes. The phoneme has no meaning, its function is purely differential.

The second level, located above the phonemic level, is morphemic. The morpheme is the elementary meaningful part of the word built up by phonemes. The morpheme expresses abstract, "significative", meaning.

The third level is lexemic. Its differential unit is the word. The word realizes the function of nomination.

The fourth level is denotemic, its constituent unit is denoteme (notional part of the sentence).

The fifth level is proposemic. It is built up by sentences. As a sign, the sentence simultaneously fulfils two functions - nominative and predicative.

The sixth level is the level of topicalization, its constituent element is the "dicteme" ("utterance"). The function of the dicteme is to build up a topical stretch of some text. Being an elementary topical unit of text, the dicteme fulfils four main signemic functions: the functions of nomination, predication, topicalization, and stylization.

1. What are the determining features of a system? How do they apply to language?

2. What is the functional relevance of the language unit?

3. What conceptual correlation is the language-speech dichotomy based on?

4. What is the correlation of syntagmatic and paradigmatic relations?

5. What is the difference between segmental and suprasegmental units?

6. What language levels are identified in the language system?

7. What conditions the non-overlapping of language levels?

8. What functions do the language units, representatives of the six language levels, perform?

I. Say which of the strings are synchronic and which are diachronic:

1) gospel, the holy, as, say;

2) gospel, godspel, holy, halis

3) the, baet, says, 8636;

4) swaeswa baet halise godspel 8636.

II. Single out cases of phatic communion and explain the functions of the phatic elements:

1. "Nice day again, isn"t it? Hm-hm. By the way, Jones, ... wouldn"t you do me a favour? The fact is, I"m sort of hard-up. So... could you? I mean, I need a few shillings... Could you lend me - say - ten bob?"

2. "Good morning, Missis Partridge! How"s your leg, better?" "If you want to ask me money again, I am not inclined to give you any more!" "Nono, I just wanted to ask how"s your leg, that"s all." "Much better, thank you."

: PRESSI (HERSON)

Seminars on Theoretical English Grammar

Sweet H. The Practical Study

of Languages. Grammar

Grammar, like all the other divisions of the study of language, has to deal with the antithesis between form and meaning.

The fact that in language there is generally a divergence between form and meaning - as when the idea of plurality is expressed by a variety of forms, and sometimes by none at all (trees, men, sheep), or when the same form is used to express distinct grammatical functions(he sees the trees) - makes it not only possible, but in many cases desirable, to treat grammatical form and grammatical meaning apart.

That part of grammar which concerns itself simply with forms, and ignores the meanings of the grammatical forms as far as possible, is called accidence or "forms" (Germanformenlehre); that which concentrates its attention on the meanings of grammatical forms is calledsyntax. Thus under accidence an English grammar describes, among other details, those of the formation of the plural of nouns - how some add -s, some -es, while others mark the plural by vowel-change, and so on. In the syntax, on the other hand, the grammar ignores such formal distinctions as are not accompanied by corresponding distinctions of meaning, or rather takes them for granted, and considers only the different meanings and grammatical functions of noun-plurals in general. The business of syntax is, therefore, to explain the meaning and function of grammatical forms, especially the various ways in which words are joined together to make sentences. As the form of a sentence depends partly on the order of its words, word-order is an important part of syntax, especially when it serves to make such distinctions as in the English,The man saw the fox first, andThe fox saw the man first. In fact, word-order is the most abstract part of syntax, just as word-order is the most abstract grammatical form.

Seminar 1. Systemic Conception of Language

In accordance with its etymology, syntax is by some grammarians regarded entirely from this latter point of view, so that it is by them identified with the analysis of sentences, the meaning of grammatical forms being included under accidence. Thus the peculiar meaning of the plural inflection in such words as sands, leads, waters of the Nile, would by such grammarians be discussed under accidence, on the ground that accidence deals with isolated words, syntax only with combinations of words into sentences.

Although the application of grammatical terms cannot be allowed to depend on their etymology, yet, as we cannot avoid saying something about the meaning of grammatical forms under accidence - if only to discriminate between such inflections as trees, John"s, comes - it is often convenient to clear off this part of the grammar under accidence, especially if the variations of meaning are only slight, or else so great that they cannot be brought under general rules.

The whole question is, after all, one of convenience. The separation of meaning from form is a pure matter of convenience, and is not founded on any logical necessity, but only on a defect of language as it is, for in an ideally perfect language form and meaning would be one - there would be no irregularities, no isolated phenomena, no dictionary, and what is now dictionary and grammar would be all syntax. Even in languages as they exist, form and meaning are inseparable, so that the separation of accidence and syntax must always be a more or less arbitrary one, which may vary in different languages, quite apart from any questions of convenience.

We have seen that grammar deals with those phenomena of language which can be brought under general rules, while the dictionary deals with isolated phenomena - especially with the meanings of separate words.

But not of all words. It is clear that while the meaning of such a word as man orhouse belongs to the dictionary, that of such a word as ointhe disobedience of man belongs to the grammar, for it has exactly the same function as the -s of the genitive case: it cannot, indeed, be said to have any meaning of its own at all.

From the point of view of the practical study of languages, such a question as whether or not the prepositions are to be treated of in the grammar as well as the dictionary, and the further question whether

Seminars on Theoretical English Grammar

all of them, or only some of them, are to be included in the grammar, must be answered by showing whether or not the acquisition of the language will be facilitated thereby: and this will depend on the structure of each language.

We have seen that there is no real necessity for the separation of accidence and syntax. Although practical convenience often seems to call for a separation, there may be circumstances under which it is desirable to treat forms and their grammatical functions and meanings together.

In this book I have also tried to do justice to another important principle of practical grammar, namely, that grammatical analysis has two stages, one of recognition or identification, and another ofreproduction or construction. As I say in the preface, "The first requisite is to understand written texts, which involves only the power of recognizing grammatical forms, not of constructing them, as in the further stage of writing or speaking the language."

I then go on to say, "All these principles are those which are carried out - consciously or unconsciously - by most linguists. An experienced linguist in attacking a new language begins with the shortest grammar he can find. He first takes a general bird"s-eye view of the language, finds out what are its special difficulties, what has to be brought under general rules, what to learn detail by detail, what to put off till a later stage. The rash beginner who starts with a big grammar forgets two-thirds of it soon after he begins independent reading. Such a grammar as the one in the present work simply attempts to give him the really useful residue which, when once learnt, is not and cannot be forgotten."

The evils of the separation of syntax from accidence are well shown in the way in which the dead languages are taught in schools. Boys are made to learn paradigms by heart, and are then set to read the classical authors with the help of a dictionary before they have acquired any real knowledge of the meanings of the inflections they are expected to recognize in their texts - much as if they were taught the names of tools without being taught their uses.

It is now generally admitted that a grammatical rule without an example is of no practical use: it is an abstraction which is incapable of entering into any direct associations with anything in the language

Seminar 1. Systemic Conception of Language

itself. The\example, on the one hand, is concrete: it can be imprinted firmly on the memory by the mere force of the mechanical associations involved in carefully reading it and carefully pronouncing it aloud; while, on the other hand, it is logically associated with the rule, which it explains, illustrates, and justifies. The example serves also as a standard or pattern by which the learner can recognize other examples of the rule as they occur in his reading. The example is thus a link between these other examples and the rule itself.

Many of the older grammarians, while expending much thought and care on elaborating their statement of the rules, considered the choice of examples as of subordinate importance. They forgot that the first object of grammatical study is not the acquisition of rules, but of a practical command of the language itself; so that instead of the examples being intended solely to illustrate the rules, the true relation is almost the reverse: the rules are mere stepping-stones to the understanding of the examples; so when the latter are once thoroughly understood, the rules become superfluous and may be forgotten.

1. What problem does grammar have to deal with, according to H. Sweet?

2. What is the province of syntax?

3. What proves that in grammar meaning and form sometimes diverge? Does it mean that meaning is virtually independent of form?

Firth J.R. Papers in

Linguistics 1934-1951

Contextualization

The central concept of the whole of semantics considered in this way is the context of situation. In that context are the human participant or participants, what they say, and what is going on. The pho-

: PRESSI (HERSON)

Seminars on Theoretical English Grammar

netician can find his phonetic context and the grammarian and the lexicographer theirs. And if you want to bring in general cultural background, you have the contexts of experience of the participants. Every man carries his culture and much of his social reality about with him wherever he goes. But even when phonetician, grammarian, and lexicographer have finished, there remains the bigger integration, making use of all their work, in semantic study. And it is for this situational and experiential study that I would reserve the term "semantics".

For the adequate description and classification of contexts of situation we need to widen our linguistic outlook. Certain elementary categories are obvious, such as speaking, hearing, writing, reading; familiar, colloquial, and more formal speech; the languages of the Schools, the Law, the Church, and all the specialized forms of speech.

Then one might add such types of situation as those in which there is an "individual" or "monologue" use of language, and those in which there is a sort of "choric" use, as when vocal interchange merely promotes or maintains affective rapport. Malinowski has applied to this kind of linguistic behaviour the very happy phrase "phatic communion" - "a type of speech in which ties of union are created by a mere exchange of words".

Malinowski has also insisted on the specially interesting types of situation in which vocal interchange is just part of a job of work in hand, such as fishing, hunting, loading a truck, or the co-operative handling of tools and materials. He says the meaning of such words is "their pragmatic efficiency". Most of our contemporary "eye-lan- guage" in notices and directions is of this kind.

A great deal of conversation or discussion may also be in preparation for concerted or socially determined action. All the language of public administration and government may be said to be the language of planning and regulation, the language of public guidance. The subsequent discussion of success or failure may be regarded both as "phatic communion" and as a situation in which something planned is either accomplished or ends in failure.

In more detail we may notice such common situations as

(a) Address: "Simpson!", "Look here, Jones", "My dear boy", "Now, my man", "Excuse me, madam".

Seminar 1. Systemic Conception of Language

(b) Greetings, farewells, or mutual recognition of status and rela tionship on contact, adjustment of relations after contact, breaking off relations, renewal of relations, change of relations.

(c) Situations in which words, often conventionally fixed by law or custom, serve to bind people to a line of action or to free them from certain customary duties in order to impose others. In Church es, Law Courts, Offices, such situations are commonplace. Your sig nature or your word is a very important piece of linguistic behaviour. In passing, we may notice that, when other things fail, judges often have recourse to very rudimentary semantics in their interpretations. There is a great field for practical semantics in the contextualization of crucial words in judicial remarks and judgements, particularly in the lower courts.

Such words are made binding by law, but many other words and phrases are used with a similar binding effect in everyday life, because their use releases overwhelming forces of public opinion, of social custom. "Be a sport!", "I know you won"t let us down". One of the magic words of the age is plan. The mere use of this word and its derivatives releases certain forces of opinion and experience and gives the word weight. Its association with certain influential contexts gives it a power over us in this age of uncertainty.

Many more types of situation will occur to the interested student, but there is an obvious need for a more accurate study of our speech situations in order that categories may be found which will enable us to extend such social studies all over the world.

1. What is meant by the "context of situation"? In what does its significance for analysis lie?

2. What is "phatic communion"? Dwell upon the types of situations in which phatic communion occurs.

3. What makes phatic communion effective?

Seminars on Theoretical English Grammar

Semantics. A New Outline

Context of Situation

The term context of situation is associated with two scholars, first an anthropologist who has already been mentioned, B. Malinowski, and later a linguist,J.R. Firth. Both were concerned with stating meaning in terms of the context in which language is used, but in rather different ways.

Malinowski"s interest in language derived from his work in the Trobriand Islands in the South Pacific. He was particularly concerned with his failure to produce any satisfactory translations for the texts he had recorded. For instance, he recorded a boast by a canoeist which he translated, "We-run front-wood ourselves ... we-turn we-see com- panion-ours he-runs rear-wood." This, Malinowski argued, made sense only if the utterance was seen in the context in which it was used where it would become clear that, for instance, "wood" referred to the paddle of the canoe. Living languages must not be treated like dead ones, torn from their context of situation, but seen as used by people for hunting, cultivating, looking for fish, etc. Language as used in books is not at all the norm; it represents a farfetched derivative function of language, for language was not originally a "mirror of reflected thought". Language is, he maintained, a "mode of action", not a "countersign of thought".

Malinowski"s arguments were primarily based on his observation of the way in which the language of the people he was studying fitted into their everyday activities, and was thus an inseparable part of them. But he noted also that there is, even in our own more sophisticated society, a special significance of expressions such as How do you do? Ah, here you are, which are used to establish a common sentiment. [...] This aspect of language he called "phatic communion", where the words do not convey meaning but have a purely social function.

: PRESSI (HERSON)

Seminar 1. Systemic Conception of Language

He noted, too, that the child, right from the stage of babbling, uses words as "active forces" with which to manipulate the world around him. For the primitive man, similarly, words are "important utensils". Indeed for him, Malinowski argued, there is much in common between words and magic, for both give him power.

Malinowski"s remarks about language as a mode of action are useful in reminding us that language is not simply a matter of stating information. But there are two reasons why we cannot wholly accept his arguments. First, he believed that the "mode of action" aspect of language was most clearly seen in the "basic" needs of man as illustrated in the languages of the child or of primitive man. He assumed that the language he was considering was more primitive than our own and thus more closely associated with the practical needs of the primitive society. To a very large degree, therefore, he assumed that the difficulties of translation were due to the differences in the nature of the languages and that the need to invoke context of situation was more important when dealing with primitive languages. But he was mistaken. For although there may be "primitive" people, who lack the knowledge and skill of civilised people, there is no sense in which a language can be regarded as primitive. Of course many languages may not have the vocabulary of modern industrial society, but this is a reflection of the interests of the society, not of the primitive nature of the language. In purely linguistic terms it appears to be a fact that no one language can be judged more primitive than another - though Malinowski is by no means the only scholar to make this false assumption.

The difficulties of translation that Malinowski noted result only from the DIFFERENCES between the languages, not the fact that one is more primitive. Secondly, Malinowski"s views do not provide the basis of any workable semantic theory. He does not even discuss the ways in which context can be handled in a systematic way, to provide a statement of meaning. Moreover, it is quite clear that even with his Trobriand Islanders much of their linguistic activity is not easily related to context. For instance, he discusses narrative, the telling of stories; but here, surely, the context is the same at all times - the story teller and his audience, whatever the story. If context is to be taken as an indication of meaning, all stories will have the same meaning. Malinowski"s solution was to invoke "secondary context",

М. Я. Блох

ТЕОРЕТИЧЕСКАЯ

ГРАММАТИКА

АНГЛИЙСКОГО

Допущено Министерством просвещения СССР

в качестве учебника для студентов

педагогических институтов по специальности


Москва «Высшая школа» 1983


№ 2103 «Иностранные языки»

Сканирование, распознавание, проверка: Корректор, сентябрь 2004 г.

Для некоммерческого использования.

Исправлено десять опечаток.

Орфография из амер. переведена в брит.

Рецензенты:

кафедра английского языка Горьковского педагоги­чес­ко­го института иностранных языков им. Н. А. Добро­лю­бова и доктор филол. наук, проф. Л. Л. Нелюбин.

Блох М. Я.

Б70 Теоретическая грамматика английского языка: Учебник. Для студентов филол. фак. ун-тов и фак. англ. яз. педвузов. - М.: Высш. школа, 1983.- с. 383 В пер.: 1 р.

В учебнике рассматриваются важнейшие проблемы морфологии и синтаксиса английского языка в свете ведущих принципов современного системного языкознания. Введение в теоретические проблемы грамматики осуществляется на фоне обобщающего описания основ грамматического строя английского языка. Особое внимание уделяется специальным методам научного анализа грамматических явлений и демонстрации исследовательских приемов на конкретном текстовом материале с целью развития у студентов профессионального лингвистического мышления. Учебник написан на английском языке.

ББК 81.2 Англ-9 4И (Англ)

© Издательство «Высшая школа», 1983.

Chapter I. Grammar in the Systemic Conception of Language. . 6

Chapter II. Morphemic Structure of the Word 17

Chapter III. Categorial Structure of the Word 26

Chapter IV. Grammatical Classes of Words 37

Chapter V. Noun: General 49

Chapter VI. Noun: Gender 53

Chapter VII. Noun: Number 57

Chapter VIII. Noun: Case 62

Chapter IX. Noun: Article Determination 74

Chapter X. Verb: General 85

Chapter XI. Non-Finite Verbs (Verbids) 102

Chapter XII. Finite Verb: Introduction 123

Chapter XIII. Verb: Person and Number 125

Chapter XIV. Verb; Tense 137

Chapter XV. Verb: Aspect 155

Chapter XVI. Verb: Voice 176

Chapter XVII. Verb: Mood 185

Chapter XVIII. Adjective 203

Chapter XIX. Adverb ... 220

Chapter XX. Syntagmatic Connections of Words 229

Chapter XXI. Sentence: General . . . 236

Chapter XXII. Actual Division of the Sentence 243

Chapter XXIII. Communicative Types of Sentences 251

Chapter XXIV. Simple Sentence: Constituent Structure ... 268

Chapter XXV. Simple Sentence: Paradigmatic Structure . . . 278

Chapter XXVI. Composite Sentence as a Polypredicative Construction 288

Chapter XXVII. Complex Sentence 303

Chapter XXVIII. Compound Sentence 332

Chapter XXIX. Semi-Complex Sentence 340

Chapter XXX. Semi-Compound Sentence ....... 351

Chapter XXXI. Sentence in the Text 361

A List of Selected Bibliography 374

Subject Index 376

This book, containing a theoretical outline of English grammar, is intended as a manual for the departments of English in Universities and Teachers" Colleges. Its purpose is to present an introduction to the problems of up-to-date grammatical study of English on a systemic basis, sustained by demonstrations of applying modern analytical techniques to various grammatical phenomena of living English speech.

The suggested description of the grammatical structure of English, reflecting the author"s experience as a lecturer on theoretical English grammar for students specialising as teachers of English, naturally, cannot be regarded as exhaustive in any point of detail. While making no attempt whatsoever to depict the grammar of English in terms of the minutiae of its arrangement and functioning (the practical mastery of the elements of English grammar is supposed to have been gained by the student at the earlier stages of tuition), we rather deem it as our immediate aims to supply the student with such information as will enable him to form judgments of his own on questions of diverse grammatical intricacies; to bring forth in the student a steady habit of trying to see into the deeper implications underlying the outward appearances of lingual correlations bearing on grammar; to teach him to independently improve his linguistic qualifications through reading and critically appraising the available works on grammatical language study, including the current materials in linguistic journals; to foster his competence in facing academic controversies concerning problems of grammar, which, unfortunately but inevitably, are liable to be aggravated by polemical excesses and terminological discrepancies.

In other words, we wish above all to provide for the condition that, on finishing his study of the subject matter of the book, under the corresponding guidance of his College tutor, the student should progress in developing a grammatically-oriented mode of understanding facts of language, viz. in mastering that which, in the long run, should distinguish a professional linguist from a layman.

The emphasis laid on cultivating an active element in the student"s approach to language and its grammar explains why the book gives prominence both to the technicalities of grammatical observations and to the general methodology of linguistic knowledge: the due application of the latter will lend the necessary demonstrative force to any serious consideration of the many special points of grammatical analysis. In this connection, throughout the whole of the book we have tried to point out the progressive character of the development of modern grammatical theory, and to show that in the course of disputes and continued research in manifold particular fields, the grammatical domain of linguistic science arrives at an ever more adequate presentation of the structure of language in its integral description.

We firmly believe that this kind of outlining the foundations of the discipline in question is especially important at the present stage of the developing linguistic knowledge - the knowledge which, far from having been by-passed by the general twentieth century advance of science, has found itself in the midst of it. Suffice it to cite such new ideas and principles introduced in the grammatical theory of our times, and reflected in the suggested presentation, as the grammatical aspects of the correlation between language and speech; the interpretation of grammatical categories on the strictly oppositional basis; the demonstration of grammatical semantics with the help of structural modelling; the functional-perspective patterning of utterances; the rise of the paradigmatic approach to syntax; the expansion of syntactic analysis beyond the limits of a separate sentence into the broad sphere of the continual text; and, finally, the systemic principle of description applied to the interpretation of language in general and its grammatical structure in particular.

It is by actively mastering the essentials of these developments that the student will be enabled to cope with the grammatical aspects of his future linguistic work as a graduate teacher of English.

Materials illustrating the analysed elements of English grammar have been mostly collected from the literary works of British and American authors. Some of the offered examples have been subjected to slight alterations aimed at giving the necessary prominence to the lingual phenomena under study. Source references for limited stretches of text are not supplied except in cases of special relevance (such as implications of individual style or involvement of contextual background).

The author pays tribute to his friends and colleagues - teachers of the Lenin State Pedagogical Institute (Moscow) for encouragement and help they extended to him during the years of his work on the presented matters.

The author"s sincere thanks are due to the staff of the English Department of the Dobrolyubov State Pedagogical Institute of Foreign Languages (Gorky) and to Prof. L. L. Nelyubin for the trouble they took in reviewing the manuscript. Their valuable advice and criticisms were carefully taken into consideration for the final preparation of the text.

Chapter I

GRAMMAR IN THE SYSTEMIC CONCEPTION OF LANGUAGE

§ 1. Language is a means of forming and storing ideas as reflections of reality and exchanging them in the process of human intercourse. Language is social by nature; it is inseparably connected with the people who are its creators and users; it grows and develops together with the development of society.*

Language incorporates the three constituent parts ("sides"), each being inherent in it by virtue of its social nature. These parts are the phonological system, the lexical system, the grammatical system. Only the unity of these three elements forms a language; without any one of them there is no human language in the above sense.

The phonological system is the subfoundation of language; it determines the material (phonetical) appearance of its significative units. The lexical system is the whole set of naming means of language, that is, words and stable word-groups. The grammatical system is the whole set of regularities determining the combination of naming means in the formation of utterances as the embodiment of thinking process.

Each of the three constituent parts of language is studied by a particular linguistic discipline. These disciplines, presenting a series of approaches to their particular objects of analysis, give the corresponding "descriptions" of language consisting in ordered expositions of the constituent parts in question. Thus, the phonological description of language is effected by the science of phonology; the lexical description of language is effected by the science of lexicology; the

*See: Общее языкознание. Формы существования, функции, история языка/Отв. ред. Серебренников Б. А. - М., 1970, с. 9 и cл.

grammatical description of language is effected by the science of grammar.

Any linguistic description may have a practical or theoretical purpose. A practical description is aimed at providing the student with a manual of practical mastery of the corresponding part of language (within the limits determined by various factors of educational destination and scientific possibilities). Since the practice of lingual intercourse, however, can only be realised by employing language as a unity of all its constituent parts, practical linguistic manuals more often than not comprise the three types of description presented in a complex. As for theoretical linguistic descriptions, they pursue analytical aims and therefore present the studied parts of language in relative isolation, so as to gain insights into their inner structure and expose the intrinsic mechanisms of their functioning. Hence, the aim of theoretical grammar of a language is to present a theoretical description of its grammatical system, i.e. to scientifically analyse and define its grammatical categories and study the mechanisms of grammatical formation of utterances out of words in the process of speech making.

§ 2. In earlier periods of the development of linguistic knowledge, grammatical scholars believed that the only purpose of grammar was to give strict rules of writing and speaking correctly. The rigid regulations for the correct ways of expression, for want of the profound understanding of the social nature of language, were often based on purely subjective and arbitrary judgements of individual grammar compilers. The result of this "prescriptive" approach was, that alongside of quite essential and useful information, non-existent "rules" were formulated that stood in sheer contradiction with the existing language usage, i.e. lingual reality. Traces of this arbitrary prescriptive approach to the grammatical teaching may easily be found even in to-date"s school practice.

To refer to some of the numerous examples of this kind, let us consider the well-known rule of the English article stating that the noun which denotes an object "already known" by the listener should be used with the definite article. Observe, however, English sentences taken from me works of distinguished authors directly contradicting

"I"ve just read a book of yours about Spain and I wanted to ask you about it." - "It"s not a very good book, I"m afraid" (S. Maugham). I feel a good deal of hesitation about telling you this story of my own. You see it is not a story like other stories I have been telling you: it is a true story (J. K. Jerome).

Or let us take the rule forbidding the use of the continuous tense-forms with the verb be as a link, as well as with verbs of perceptions. Here are examples to the contrary:

My holiday at Crome isn"t being a disappointment (A. Huxley). For the first time, Bobby felt, he was really seeing the man (A. Christie).

The given examples of English articles and tenses, though not agreeing with the above "prescriptions", contain no grammar mistakes in them.

The said traditional view of the purpose of grammar has lately been re-stated by some modern trends in linguistics. In particular, scholars belonging to these trends pay much attention to artificially constructing and analysing incorrect utterances with the aim of a better formulation of the rules for" the construction of correct ones. But their examples and deductions, too, are often at variance with real facts of lingual usage.

Worthy of note are the following two artificial utterances suggested as far back as 1956:

Colourless green ideas sleep furiously. Furiously sleep ideas green colourless.

According to the idea of their creator, the American scholar N. Chomsky, the first of the utterances, although nonsensical logically, was to be classed as grammatically correct, while the second one, consisting of the same words placed in the reverse order, had to be analysed as a disconnected, "ungrammatical" enumeration, a "non-sentence". Thus, the examples, by way of contrast, were intensely demonstrative (so believed the scholar) of the fact that grammar as a whole amounted to a set of non-semantic rules of sentence formation.

However, a couple of years later this assessment of the lingual value of the given utterances was disputed in an experimental investigation with informants - natural speakers of English, who could not come to a unanimous conclusion

about the correctness or incorrectness of both of them. In particular, some of the informants classed the second utterance as "sounding like poetry".

To understand the contradictions between the bluntly formulated "rules" and reality, as well as to evaluate properly the results of informant tests like the one mentioned above, we must bear in mind that the true grammatical rules or regularities cannot be separated from the expression of meanings; on the contrary, they are themselves meaningful. Namely, they are connected with the most general and abstract parts of content inherent in the elements of language. These parts of content, together with the formal means through which they are expressed, are treated by grammarians in terms of "grammatical categories". Such are, for instance, the categories of number or mood in morphology, the categories of communicative purpose or emphasis in syntax, etc. Since the grammatical forms and regularities are meaningful, it becomes clear that the rules of grammar must be stated semantically, or, more specifically, they must be worded functionally. For example, it would be fallacious to state without any further comment that the inverted word order in the English declarative sentence is grammatically incorrect. Word order as an element of grammatical form is laden with its own meaningful functions. It can express, in particular, the difference between the central idea of the utterance and the marginal idea, between emotive and unemotive modes of speech, between different types of style. Thus, if the inverted word order in a given sentence does express these functions, then its use should be considered as quite correct. E.g.: In the centre of the room, under the chandelier, as became a host, stood the head of (he family, old Jolyon himself (J. Galsworthy).

The word arrangement in the utterance expresses a narrative description, with the central informative element placed in the strongest semantic position in narration, i.e. at the end. Compare the same sort of arrangement accompanying a plainer presentation of subject matter: Inside on a wooden bunk lay a young Indian woman (E. Hemingway).

Compare, further, the following:

And ever did his Soul tempt him with evil, and whisper of terrible things. Yet did it not prevail against him, so great was the power of his love (O. Wilde). (Here the inverted word order is employed to render intense emphasis in a

legend-stylised narration.) One thing and one thing only could she do for him (R. Kipling). (Inversion in this case is used to express emotional intensification of the central idea.)

Examples of this and similar kinds will be found in plenty in Modern English literary texts of good style repute.

§ 3. The nature of grammar as a constituent part of language is better understood in the light of explicitly discriminating the two planes of language, namely, the plane of content and the plane of expression.

The plane of content comprises the purely semantic elements contained in language, while the plane of expression comprises the material (formal) units of language taken by themselves, apart from the meanings rendered by them. The two planes are inseparably connected, so that no meaning can be realised without some material means of expression. Grammatical elements of language present a unity of content and expression (or, in somewhat more familiar terms, a unity of form and meaning). In this the grammatical elements are similar to the lingual lexical elements, though the quality of grammatical meanings, as we have stated above, is different in principle from the quality of lexical meanings.

On the other hand, the correspondence between the planes of content and expression is very complex, and it is peculiar to each language. This complexity is clearly illustrated by the phenomena of polysemy, homonymy, and synonymy.

In cases of polysemy and homonymy, two or more units of the plane of content correspond to one unit of the plane of expression. For instance, the verbal form of the present indefinite (one unit in the plane of expression) polysemantically renders the grammatical meanings of habitual action, action at the present moment, action taken as a general truth (several units in the plane of content). The morphemic material element -s/-es (in pronunciation [-s, -z, -iz]), i.e. one unit in the plane of expression (in so far as the functional semantics of the elements is common to all of them indiscriminately), homonymically renders the grammatical meanings of the third person singular of the verbal present tense, the plural of the noun, the possessive form of the noun, i.e. several units of the plane of content.

In cases of synonymy, conversely, two or more units of the plane of expression correspond to one unit of the plane

of content. For instance, the forms of the verbal future indefinite, future continuous, and present continuous (several units in the plane of expression) can in certain contexts synonymically render the meaning of a future action (one unit in the plane of content).

Taking into consideration the discrimination between the two planes, we may say that the purpose of grammar as a linguistic discipline is, in the long run, to disclose and formulate the regularities of the correspondence between the plane of content and the plane of expression in the formation of utterances out of the stocks of words as part of the process of speech production.

§ 4. Modern linguistics lays a special stress on the systemic character of language and all its constituent parts. It accentuates the idea that language is a system of signs (meaningful units) which are closely interconnected and interdependent. Units of immediate interdependencies (such as classes and subclasses of words, various subtypes of syntactic constructions, etc.) form different microsystems (subsystems) within the framework of the global macrosystem (supersystem) of the whole of language.

Each system is a structured set of elements related to one another by a common function. The common function of all the lingual signs is to give expression to human thoughts.

The systemic nature of grammar is probably more evident than that of any other sphere of language, since grammar is responsible for the very organisation of the informative content of utterances [Блох, 4, 11 и сл.]. Due to this fact, even the earliest grammatical treatises, within the cognitive limits of their times, disclosed some systemic features of the described material. But the scientifically sustained and consistent principles of systemic approach to language and its grammar were essentially developed in the linguistics of the twentieth century, namely, after the publication of the works by the Russian scholar Beaudoin de Courtenay and the Swiss scholar Ferdinand de Saussure. These two great men demonstrated the difference between lingual synchrony (coexistence of lingual elements) and diachrony (different time-periods in the development of lingual elements, as well as language as a whole) and defined language as a synchronic system of meaningful elements at any stage of its historical evolution.

On the basis of discriminating synchrony and diachrony, the difference between language proper and speech proper

can be strictly defined, which is of crucial importance for the identification of the object of linguistic science.

Language in the narrow sense of the word is a system of means of expression, while speech in the same narrow sense should be understood as the manifestation of the system of language in the process of intercourse.

The system of language includes, on the one hand, the body of material units - sounds, morphemes, words, word-groups; on the other hand, the regularities or "rules" of the use of these units. Speech comprises both the act of producing utterances, and the utterances themselves, i.e. the text. Language and speech are inseparable, they form together an organic unity. As for grammar (the grammatical system), being an integral part of the lingual macrosystem it dynamically connects language with speech, because it categorially determines the lingual process of utterance production.

Thus, we have the broad philosophical concept of language which is analysed by linguistics into two different aspects - the system of signs (language proper) and the use of signs (speech proper). The generalising term "language" is also preserved in linguistics, showing the unity of these two aspects [Блох, 16].

The sign (meaningful unit) in the system of language has only a potential meaning. In speech, the potential meaning of the lingual sign is "actualised", i.e. made situationally significant as part of the grammatically organised text.

Lingual units stand to one another in two fundamental types of relations: syntagmatic and paradigmatic.

Syntagmatic relations are immediate linear relations between units in a segmental sequence (string). E.g.: The spaceship was launched without the help of a booster rocket.

In this sentence syntagmatically connected are the words and word-groups "the spaceship", "was launched", "the spaceship was launched", "was launched without the help", "the help of a rocket", "a booster rocket".

Morphemes within the words are also connected syntagmatically. E.g.: space/ship; launch/ed; with/out; boost/er.

Phonemes are connected syntagmatically within morphemes and words, as well as at various juncture points (cf. the processes of assimilation and dissimilation).

The combination of two words or word-groups one of which is modified by the other forms a unit which is referred to as a syntactic "syntagma". There are four main types of notional syntagmas: predicative (the combination of a

subject and a predicate), objective (the combination of a verb and its object), attributive (the combination of a noun and its attribute), adverbial (the combination of a modified notional word, such as a verb, adjective, or adverb, with its adverbial modifier).

Since syntagmatic relations are actually observed in utterances, they are described by the Latin formula as relations "in praesentia" ("in the presence").

The other type of relations, opposed to syntagmatic and called "paradigmatic", are such as exist between elements of the system outside the strings where they co-occur. These intra-systemic relations and dependencies find their expression in the fact that each lingual unit is included in a set or series of connections based on different formal and functional properties."

In the sphere of phonology such series are built up by the correlations of phonemes on the basis of vocality or consonantism, voicedness or devoicedness, the factor of nazalisation, the factor of length, etc. In the sphere of the vocabulary these series are founded on the correlations of synonymy and antonymy, on various topical connections, on different word-building dependencies. In the domain of grammar series of related forms realise grammatical numbers and cases, persons and tenses, gradations of modalities, sets of sentence-patterns of various functional destination, etc.

Unlike syntagmatic relations, paradigmatic relations cannot be directly observed in utterances, that is why they are referred to as relations "in absentia"" ("in the absence").

Paradigmatic relations coexist with syntagmatic relations in such a way that some sort of syntagmatic connection is necessary for the realisation of any paradigmatic series. This is especially evident -in a classical grammatical paradigm which presents a productive series of forms each consisting of a syntagmatic connection of two elements: one common for the whole of the series (stem), the other specific for every individual form in the series (grammatical feature - inflexion, suffix, auxiliary word). Grammatical paradigms express various grammatical categories.

The minimal paradigm consists of two form-stages. This kind of paradigm we see, for instance, in the expression of the category of number: boy - boys. A more complex paradigm can be divided into component paradigmatic series, i.e. into the corresponding sub-paradigms (cf. numerous paradigmatic series constituting the system of the finite verb). In

other words, with paradigms, the same as with any other systemically organised material, macro- and micro-series are to be discriminated.

§ 5. Units of language are divided into segmental and suprasegmental. Segmental units consist of phonemes, they form phonemic strings of various status (syllables, morphemes, words, etc.). Supra-segmental units do not exist by themselves, but are realised together with segmental units and express different modificational meanings (functions) which are reflected on the strings of segmental units. To the supra-segmental units belong intonations (intonation contours), accents, pauses, patterns of word-order.

The segmental units of language form a hierarchy of levels. This hierarchy is of a kind that units of any higher level are analysable into (i.e. are formed of) units of the immediately lower level. Thus, morphemes are decomposed into phonemes, words are decomposed into morphemes, phrases are decomposed into words, etc.

But this hierarchical relation is by no means reduced to the mechanical composition of larger units from smaller ones; units of each level are characterised by their own, specific functional features which provide for the very recognition of the corresponding levels of language.

The lowest level of lingual segments is phonemic: it is formed by phonemes as the material elements of the higher -level segments. The phoneme has no meaning, its function is purely differential: it differentiates morphemes and words as material bodies. Since the phoneme has no meaning, it is not a sign.

Phonemes are combined into syllables. The syllable, a rhythmic segmental group of phonemes, is not a sign, either; it has a purely formal significance. Due to this fact, it could hardly stand to reason to recognise in language a separate syllabic level; rather, the syllables should be considered in the light of the intra-level combinability properties of phonemes.

Phonemes are represented by letters in writing. Since the letter has a representative status, it is a sign, though different in principle from the level-forming signs of language.

Units of all the higher levels of language are meaningful; they may be called "signemes" as opposed to phonemes (and letters as phoneme-representatives).

The level located above the phonemic one is the morphemic

level. The morpheme is the elementary meaningful part of the word. It is built up by phonemes, so that the shortest morphemes include only one phoneme. E.g.: ros-y [-1]; a-fire [э-]; come-s [-z].

The morpheme expresses abstract, "significative" meanings which are used as constituents for the formation of more concrete, "nominative" meanings of words.

The third level in the segmental lingual hierarchy is the level of words, or lexemic level.

The word, as different from the morpheme, is a directly naming (nominative) unit of language: it names things and their relations. Since words are built up by morphemes, the shortest words consist of one explicit morpheme only. Cf.: man; will; but; I; etc.

The next higher level is the level of phrases (word-groups), or phrasemic level.

To level-forming phrase types belong combinations of two or more notional words. These combinations, like separate words, have a nominative function, but they represent the referent of nomination as a complicated phenomenon, be it a concrete thing, an action, a quality, or a whole situation. Cf., respectively: a picturesque village; to start with a jerk; extremely difficult; the unexpected arrival of the chief.

This kind of nomination can be called "polynomination", as different from "mononomination" effected by separate words.

Notional phrases may be of a stable type and of a free type. The stable phrases (phraseological units) form the phraseological part of the lexicon, and are studied by the phraseological division of lexicology. Free phrases are built up in the process of speech on the existing productive models, and are studied in the lower division of syntax. The grammatical description of phrases is sometimes called "smaller syntax", in distinction to "larger syntax" studying the sentence and its textual connections.

Above the phrasemic level lies the level of sentences, or "proposemic" level.

The peculiar character of the sentence ("proposeme") as a signemic unit of language consists in the fact that, naming a certain situation, or situational event, it expresses predication, i.e. shows the relation of the denoted event to reality. Namely. it shows whether this event is real or unreal, desirable or obligatory, stated as a truth or asked about, etc. In this sense, as different from the word and the phrase, the

sentence is a predicative unit. Cf.: to receive - to receive a letter - Early in June I received a letter from Peter Mel« rose.

The sentence is produced by the speaker in the process of speech as a concrete, situationally bound utterance. At the same time it enters the system of language by its syntactic pattern which, as all the other lingual unit-types, has both syntagmatic and paradigmatic characteristics.

But the sentence is not the highest unit of language in the hierarchy of levels. Above the proposemic level there is still another one, namely, the level of sentence-groups, "supra-sentential constructions". For the sake of unified terminology, this level can be called "supra-proposemic" .

The supra-sentential construction is a combination of separate sentences forming a textual unity. Such combinations are subject to regular lingual patterning making them into syntactic elements. The syntactic process by which sentences are connected into textual unities is analysed under the heading of "cumulation". Cumulation, the same as formation of composite sentences, can be both syndetic and asyndetic. Cf.:

He went on with his interrupted breakfast. Lisette did not speak and there was silence between them. But his appetite satisfied, his mood changed; he began to feel sorry for himself rather than angry with her, and with a strange ignorance of woman"s heart he thought to arouse Lisette"s remorse by exhibiting himself as an object of pity (S. Maugham).

In the typed text, the supra-sentential construction commonly coincides with the paragraph (as in the example above). However, unlike the paragraph, this type of lingual signeme is realised not only in a written text, but also in all the varieties of oral speech, since separate sentences, as a rule, are included in a discourse not singly, but in combinations, revealing the corresponding connections of thoughts in communicative progress.

We have surveyed six levels of language, each identified by its own functional type of segmental units. If now we carefully observe the functional status of the level-forming segments, we can distinguish between them more self-sufficient and less self-sufficient types, the latter being defined only in relation to the functions of other level units. Indeed, the phonemic, lexemic and proposemic levels are most strictly and exhaustively identified from the functional point of

view: the function of the phoneme is differential, the function of the word is nominative, the function of the sentence is predicative. As different from these, morphemes are identified only as significative components of words, phrases present polynominative combinations of words, and supra-sentential constructions mark the transition from the sentence to the text.

Furthermore, bearing in mind that the phonemic level forms the subfoundation of language, i.e. the non-meaningful matter of meaningful expressive means, the two notions of grammatical description shall be pointed out as central even within the framework of the structural hierarchy of language: these are, first, the notion of the word and, second, the notion of the sentence. The first is analysed by morphology, which is the grammatical teaching of the word; the second is analysed by syntax, which is the grammatical teaching of the sentence.

CHAPTER II MORPHEMIC STRUCTURE OF THE WORD

§ 1. The morphological system of language reveals its properties through the morphemic structure of words. It follows from this that morphology as part of grammatical theory faces the two segmental units: the morpheme and the word. But, as we have already pointed out, the morpheme is not identified otherwise than part of the word; the functions of the morpheme are effected only as the corresponding constituent functions of the word as a whole.

For instance, the form of the verbal past tense is built up by means of the dental grammatical suffix: train-ed [-d]; publish-ed [-t]; meditat-ed [-id].

However, the past tense as a definite type of grammatical meaning is expressed not by the dental morpheme in isolation, but by the verb (i.e. word) taken in the corresponding form (realised by its morphemic composition); the dental suffix is immediately related to the stem of the verb and together with the stem constitutes the temporal correlation in the paradigmatic system of verbal categories

Thus, in studying the morpheme we actual study the word in the necessary details or us composition and functions.

§ 2. It is very difficult to give a rigorous and at the same time universal definition to the word, i.e. such a definition as would unambiguously apply to all the different word-units of the lexicon. This difficulty is explained by the fact that the word is an extremely complex and many-sided phenomenon. Within the framework of different linguistic trends and theories the word is defined as the minimal potential sentence, the minimal free linguistic form, the elementary component of the sentence, the articulate sound-symbol, the grammatically arranged combination of sound with meaning, the meaningfully integral and immediately identifiable lingual unit, the uninterrupted string of morphemes, etc., etc. None of these definitions, which can be divided into formal, functional, and mixed, has the power to precisely cover all the lexical segments of language without a residue remaining outside the field of definition.

The said difficulties compel some linguists to refrain from accepting the word as the basic element of language. In particular, American scholars - representatives of Descriptive Linguistics founded by L. Bloomfield - recognised not the word and the sentence, but the phoneme and the morpheme as the basic categories of linguistic description, because these units are the easiest to be isolated in the continual text due to their "physically" minimal, elementary segmental character: the phoneme being the minimal formal segment of language, the morpheme, the minimal meaningful segment. Accordingly, only two segmental levels were originally identified in language by Descriptive scholars: the phonemic level and the morphemic level; later on a third one was added to these - the level of "constructions", i.e. the level of morphemic combinations.

In fact, if we take such notional words as, say, water, pass, yellow and the like, as well as their simple derivatives, e.g. watery, passer, yellowness, we shall easily see their definite nominative function and unambiguous segmental delimitation, making them beyond all doubt into "separate words of language". But if we compare with the given one-stem words the corresponding composite formations, such as waterman, password, yellowback, we shall immediately note that the identification of the latter as separate words is much complicated by the fact that they themselves are decomposable into separate words. One could point out that the peculiar property distinguishing composite words from phrases is their linear indivisibility, i.e. the impossibility

tor them to be divided by a third word. But this would-be rigorous criterion is quite irrelevant for analytical wordforms, e.g.: has met - has never met; is coming -is not by any means or under any circumstances coming.

As for the criterion according to which the word is identified as a minimal sign capable of functioning alone (the word understood as the "smallest free form", or interpreted as the "potential minimal sentence"), it is irrelevant for the bulk of functional words which cannot be used "independently" even in elliptical responses (to say nothing of the fact that the very notion of ellipsis is essentially the opposite of self-dependence).

In spite of the shown difficulties, however, there remains the unquestionable fact that each speaker has at his disposal a ready stock of naming units (more precisely, units standing to one another in nominative correlation) by which he can build up an infinite number of utterances reflecting the ever changing situations of reality.

This circumstance urges us to seek the identification of the word as a lingual unit-type on other lines than the "strictly operational definition". In fact, we do find the clarification of the problem in taking into consideration the difference between the two sets of lingual phenomena: on the one hand, "polar" phenomena; on the other hand, "intermediary" phenomena.

Within a complex system of interrelated elements, polar phenomena are the most clearly identifiable, they stand to one another in an utterly unambiguous opposition. Intermediary phenomena are located in the system in between the polar phenomena, making up a gradation of transitions or the so-called "continuum". By some of their properties intermediary phenomena are similar or near to one of the corresponding poles, while by other properties they are similar to the other, opposing pole. The analysis of the intermediary phenomena from the point of view of their relation to the polar phenomena reveal their own status in the system. At the same time this kind of analysis helps evaluate the definitions of the polar phenomena between which a continuum is established.

In this connection, the notional one-stem word and the morpheme should be described as the opposing polar phenomena among the meaningful segments of language; it is these elements that can be defined by their formal and functional features most precisely and unambiguously. As for

functional words, they occupy intermediary positions between these poles, and their very intermediary status is gradational. In particular, the variability of their status is expressed in the fact that some of them can be used in an isolated response position (for instance, words of affirmation and negation, interrogative words, demonstrative words, etc.), while others cannot (such as prepositions or conjunctions).

The nature of the element of any system is revealed in the character of its function. The function of words is realised in their nominative correlation with one another. On the basis of this correlation a number of functional words are distinguished by the "negative delimitation" (i.e. delimitation as a residue after the identification of the co-positional textual elements),* e.g.-. the/people; to/speak; by/way/of.

The "negative delimitation"" immediately connects these functional words with the directly nominative, notional words in the system. Thus, the correlation in question (which is to be implied by the conventional term "nominative function") unites functional words with notional words, or "half-words" (word-morphemes) with "full words". On the other hand, nominative correlation reduces the morpheme as a type of segmental signeme to the role of an element in the composition of the word.

As we see, if the elementary character (indivisibility) of the morpheme (as a significative unit) is established in the structure of words, the elementary character of the word (as a nominative unit) is realised in the system of lexicon.

Summing up what has been said in this paragraph, we may point out some of the properties of the morpheme and the word which are fundamental from the point of view of their systemic status and therefore require detailed investigations and descriptions.

the morpheme is a meaningful segmental component of the word; the morpheme is formed by phonemes; as a meaningful component of the word it is elementary (i.e. indivisible into smaller segments as regards its significative function).

The word is a nominative unit of language; it is formed by morphemes; it enters the lexicon of language as its elementary component (i.e. a component indivisible into smaller segments as regards its nominative function); together with

*See: Смирницкий А. И. К вопросу о слове (проблема «отдельности слона»). - В кн.: Вопросы теории и истории языка. М., 1955.

other nominative units the word is used for the formation of the sentence - a unit of information in the communication process.

§ 3. In traditional grammar the study of the morphemic structure of the word was conducted in the light of the two basic criteria: positional (the location of the marginal morphemes in relation to the central ones) and semantic or functional (the correlative contribution of the morphemes to the general meaning of the word). The combination of these two criteria in an integral description has led to the rational classification of morphemes that is widely used both in research linguistic work and in practical lingual tuition.

In accord with the traditional classification, morphemes on the upper level are divided into root-morphemes (roots) and affixal morphemes (affixes). The roots express the concrete, "material" part of the meaning of the word, while the affixes express the specificational part of the meaning of the word, the specifications being of lexico-semantic and grammatico-semantic character.

The roots of notional words are classical lexical morphemes.

The affixal morphemes include prefixes, suffixes, and inflexions (in the tradition of the English school grammatical inflexions are commonly referred to as "suffixes"). Of these, prefixes and lexical suffixes have word-building functions, together with the root they form the stem of the word; inflexions (grammatical suffixes) express different morphological categories.

The root, according to the positional content of the term (i.e. the border-area between prefixes and suffixes), is obligatory for any word, while affixes are not obligatory. Therefore one and the same morphemic segment of functional (i.e. non-notional) status, depending on various morphemic environments, can in principle be used now as an affix (mostly, a prefix), now as a root. Cf.:

out - a root-word (preposition, adverb, verbal postposition, adjective, noun, verb);

throughout - a composite word, in which -out serves as one of the roots (the categorial status of the meaning of both morphemes is the same);

outing - a two-morpheme word, in which out is a root, and -ing is a suffix;

outlook, outline, outrage, out-talk, etc. - words, in which out- serves as a prefix;

look-out, knock-out, shut-out, time-out, etc. - words (nouns), in which -out serves as a suffix.

The morphemic composition of modern English words has a wide range of varieties; in the lexicon of everyday speech the preferable morphemic types of stems are root-stems (one-root stems or two-root stems) and one-affix stems. With grammatically changeable words, these stems take one grammatical suffix {two "open" grammatical suffixes are used only with some plural nouns in the possessive case, cf.: the children"s toys, the oxen"s yokes).

Thus, the abstract complete morphemic model of the common English word is the following: prefix + root + lexical suffix+grammatical suffix.

The syntagmatic connections of the morphemes within the model form two types of hierarchical structure. The first is characterised by the original prefixal stem (e.g. prefabricated), the second is characterised by the original suffixal stem (e.g. inheritors). If we use the symbols St for stem, R for root, Pr for prefix, L for lexical suffix, Gr for grammatical suffix, and, besides, employ three graphical symbols of hierarchical grouping - braces, brackets, and parentheses, then the two morphemic word-structures can be presented as follows:

W 1 = { +Gr}; W 2 = {[(Pr + R) +L] + Gr}

In the morphemic composition of more complicated words these model-types form different combinations.

§ 4. Further insights into the correlation between the formal and functional aspects of morphemes within the composition of the word may be gained in the light of the so-called "allo-emic" theory put forward by Descriptive Linguistics and broadly used in the current linguistic research.

In accord with this theory, lingual units are described by means of two types of terms: allo- terms and eme- terms. Eme-terms denote the generalised invariant units of language characterised by a certain functional status: phonemes, morphemes. Allo-terms denote the concrete manifestations, or variants of the generalised units dependent on the regular co-location with

other elements of language: allophones, allomorphs. A set of iso-functional allo-units identified in the text on the basis of their co-occurrence with other lingual units (distribution) is considered as the corresponding eme-unit with its fixed systemic status.

The allo-emic identification of lingual elements is achieved by means of the so-called "distributional analysis". The immediate aim of the distributional analysis is to fix and study the units of language in relation to their textual environments, i.e. the adjoining elements in the text.

The environment of a unit may be either "right" or "left", e.g.: un-pardon-able.

In this word the left environment of the root is the negative prefix un-, the right environment of the root is the qualitative suffix -able. Respectively, the root -pardon- is the right environment for the prefix, and the left environment for the suffix.

The distribution of a unit may be defined as the total of all its environments; in other words, the distribution of a unit is its environment in generalised terms of classes or categories.

In the distributional analysis on the morphemic level, phonemic distribution of morphemes and morphemic distribution of morphemes are discriminated. The study is conducted in two stages.

At the first stage, the analysed text (i.e. the collected lingual materials, or "corpus") is divided into recurrent segments consisting of phonemes. These segments are called "morphs", i.e. morphemic units distributionally uncharacterised, e.g.: the/boat/s/were/gain/ing/speed.

At the second stage, the environmental features of the morphs are established and the corresponding identifications are effected.

Three main types of distribution are discriminated in the distributional analysis, namely, contrastive distribution, non-contrastive distribution, and complementary distribution.

Contrastive and non-contrastive distributions concern identical environments of different morphs. The morphs are said to be in contrastive distribution if their meanings (functions) are different. Such morphs constitute different morphemes. Cf. the suffixes -(e)d and -ing in the verb-forms returned, returning. The morphs are said to be in non-contrastive distribution (or free alternation) if their meaning (function) is the same. Such

morphs constitute "free alternants", or "free variants" of the same morpheme. Cf. the suffixes -(e)d and - t in the verb-forms learned, learnt.

As different from the above, complementary distribution concerns different environments of formally different morphs which are united by the same meaning (function). If two or more morphs have the same meaning and the difference in (heir form is explained by different environments, these morphs are said to be in complementary distribution and considered the allomorphs of the same morpheme. Cf. the allomorphs of the plural morpheme /-s/, /-z/, /-iz/ which stand in phonemic complementary distribution; the plural allomorph -en in oxen, children, which stands in morphemic complementary distribution with the other allomorphs of the plural morpheme.

As we see, for analytical purposes the notion of complementary distribution is the most important, because it helps establish the identity of outwardly altogether different elements of language, in particular, its grammatical elements.

§ 5. As a result of the application of distributional analysis to the morphemic level, different types of morphemes have been discriminated which can be called the "distributional morpheme types". It must be stressed that the distributional classification of morphemes cannot abolish or in any way depreciate the traditional morpheme types. Rather, it supplements the traditional classification, showing some essential features of morphemes on the principles of environmental study.

We shall survey the distributional morpheme types arranging them in pairs of immediate correlation.

On the basis of the degree of self-dependence, "free" morphemes and "bound" morphemes are distinguished. Bound morphemes cannot form words by themselves, they are identified only as component segmental parts of words. As different from this, free morphemes can build up words by themselves, i.e. can be used "freely".

For instance, in the word handful the root hand is a free morpheme, while the suffix -ful is a bound morpheme.

There are very few productive bound morphemes in the morphological system of English. Being extremely narrow, the list of them is complicated by the relations of homonymy. These morphemes are the following:

1) the segments -(e)s [-z, -s, -iz]: the plural of nouns, the possessive case of nouns, the third person singular present of verbs;

    the segments -(e)d [-d, -t, -id]: the past and past participle of verbs;

    the segments -ing: the gerund and present participle;

    the segments -er, -est: the comparative and superlative degrees of adjectives and adverbs.

The auxiliary word-morphemes of various standings should be interpreted in this connection as "semi-bound" morphemes, since, being used as separate elements of speech strings, they form categorial unities with their notional stem-words.

On the basis of formal presentation, "overt" morphemes and "covert" morphemes are distinguished. Overt morphemes are genuine, explicit morphemes building up words; the covert morpheme is identified as a contrastive absence of morpheme expressing a certain function. The notion of covert morpheme coincides with the notion of zero morpheme in the oppositional description of grammatical categories (see further).

For instance, the word-form clocks consists of two overt morphemes: one lexical (root) and one grammatical expressing the plural. The outwardly one-morpheme word-form clock, since it expresses the singular, is also considered as consisting of two morphemes, i.e. of the overt root and the co\ert (implicit) grammatical suffix of the singular. The usual symbol for the covert morpheme employed by linguists is the sign of the empty set: 0.

On the basis of segmental relation, "segmental" morphemes and "supra-segmental" morphemes are distinguished. Interpreted as supra-segmental morphemes in distributional terms are intonation contours, accents, pauses.

The said elements of language, as we have stated elsewhere, should beyond dispute be considered signemic units of language, since they are functionally bound. They form the secondary line of speech, accompanying its primary phonemic line (phonemic complexes). On the other hand, from what has been stated about the morpheme proper, it is not difficult to see that the morphemic interpretation of suprasegmental units can hardly stand to reason. Indeed, these units are functionally connected not with morphemes, but with larger elements of language: words, word-groups, sentences, supra-sentential constructions.

On the basis of grammatical alternation, "additive" morphemes and "replacive" morphemes are distinguished.

Interpreted as additive morphemes are outer grammatical suffixes, since, as a rule, they are opposed to the absence of morphemes in grammatical alternation. Cf. look+ed; small+er, etc. In distinction to these, the root phonemes of grammatical interchange are considered as replacive morphemes, since they replace one another in the paradigmatic forms. Cf. dr-i-ve - dr-o-ve - dr-i-ven; m-a-n - m-e-n; etc.

It should be remembered that the phonemic interchange is utterly unproductive in English as in all the Indo-European languages. If it were productive, it might rationally be interpreted as a sort of replacive "infixation" (correlated with "exfixation" of the additive type). As it stands, however, this type of grammatical means can be understood as a kind of suppletivity (i.e. partial suppletivity).

On the basis of linear characteristic, "continuous" (or "linear") morphemes and "discontinuous" morphemes are distinguished.

By the discontinuous morpheme, opposed to the common, i.e. uninterruptedly expressed, continuous morpheme, a two-element grammatical unit is meant which is identified in the analytical grammatical form comprising an auxiliary word and a grammatical suffix. These two elements, as it were, embed the notional stem; hence, they are symbolically represented as follows:

be ... ing - for the continuous verb forms (e.g. is going); have ... en - for the perfect verb forms (e.g. has gone); be ... en - for the passive verb forms (e.g. is taken)

It is easy to see that the notion of morpheme applied to the analytical form of the word violates the principle of the identification of morpheme as an elementary meaningful segment: the analytical "framing" consists of two meaningful segments, i.e. of two different morphemes. On the other hand, the general notion "discontinuous constituent", "discontinuous unit" is quite rational and can be helpfully used in linguistic description in its proper place.

CHAPTER III CATEGORIAL STRUCTURE OF THE WORD

В этой основной главе, и как мы считаем наиболее важной, мы бы хотели наглядно проиллюстрировать теоретические знания о стилистических особенностях на примерах научных трудов ученых, занимавшихся изучением функций артикля.

Нашей задачей является доказать, что, несмотря на основные, общеизвестные функции, которые берет на себя артикль, возможны ситуации, в зависимости от контекста и употребления, где артикль может придавать предложению разную стилистическую окраску.

М.Я. Блох «Теоретическая грамматика английского языка»

Марк Яковлевич Блох в «Теоретической грамматике английского языка» писал, что артикль - это определяющая частичка, сопровождающая существительное в коммуникативном словосочетании, и в то время как функции определителей this, any, some (этот, какой-либо, некоторый) детально объяснить с какими объектами соотносится существительное, то семантическая цель артикля, дать наиболее общую характеристику предмета и объекта взаимодействия [Блох, 1983, с. 74]

Ученые считаю, что употребление артикля в речи обязательно, но бывают случаи, когда он опускается, и на то есть свои особые причины. По этому поводу ученые-лингвисты сделали официальное заявление, выяснить является ли артикль вспомогательным элементом особой грамматической формы существительного, или же это отдельное, самостоятельное слово, но более абстрактного значения, чем остальные детерминанты.

Таким образом, мы будем рассматривать функции артикля по четырем ступеням:

1. Семантический анализ артикля.

2. Использования артикля в зависимости от ситуации (ситуативная оценка).

3. Теория использования артикля в оппозиционных предложениях.

4. Парадигматическое обобщение.

I. 1) Определенный артикль выражает идентификацию и индивидуализацию предмета, с которым он связан. Это значит, что объект имеет определенные, индивидуальные качества. Чтобы это проверить и подтвердить, следует заменить определенный артикль наглядным детерминантом, при этом смыл предложения остается без особых изменений. Это несомненно доказывает родственные отношения определенного артикля и детерминанта.

· Look at the apple-tree! - Посмотри на яблоню! (мы знаем, о каком определенном дереве идет речь).

· Look at this apple-tree! - Посмотри на эту яблоню!

· The water is horribly hot. - Вода слишком горячая.

· This water is terribly hot. - Эта вода слишком горячая.

2) Если же происходит замена определенного артикля на неопределенный, то смысл предложения кардинально меняется, и новое полученное предложение кардинально отличается от первоначального.

· Look at an apple-tree! - Посмотри на какую-нибудь яблоню.

· Look at apple-tree! - Посмотри на яблоню! (класс деревьев)

3) Неопределенный артикль дает общее определение предмету.

· A door opened in the wall. - Дверь открыта в стене (именно дверь открыта, а не что-то другое).

4) Артикли могут быть умышленно пропущены. Такое явление мы наблюдаем в газетных и журнальных заголовках, объявлениях, телеграммах и т. п. из стилистических соображений или соображении экономии, несмотря на то, что по смыслу его следовало бы употребить.

· Telegram received room reserved for week end.

The telegram is received, a room is reserved for the week-end.

Телеграмма (текст) получена, комната зарезервирована на выходные.

5) Ученые предлагаю классифицировать употребление артиклей по типу исчисляемые-неисчисляемые:

1. Исчисляемое существительное, единственное число.

Абстрактное существительное, выражающее наиболее общую идею («абсолютное обобщение»), может при себе иметь словосочетания in general (в общем), in the abstract (абстрактно говоря) и т. д.

· Law (in general) begins with the beginning of human society.

Закон (в общем) появляется там, где зарождается общество.

2. Неисчисляемое существительное, две разновидности обобщения: относительная и абсолютная.

· Coffee or tea, please? - Кофе или чай, пожалуйста? (разновидность напитка; относительное обобщение)

· Coffee stimulates the function of the heart. - Кофе стимулирует работу сердца (в общем; абсолютное обобщение).

3. Исчисляемые существительные, множественное число, обе разновидности обобщения.

· Stars, planets and comets are different celestial bodies

Звезды, планеты и кометы (виды объектов, относительное обобщение) различные небесные тела (не живущие на земле, относительное обобщение).

· Wars should be eliminated as means of deciding international disputes.

Войны (in general, абсолютное обобщение) должны быть запрещены как средства решения международных споров.

Отсутствия артикля с неисчисляемыми существительными, так же как и исчисляемыми существительными во множественном числе, передает значение нехарактерного обобщения, отличающего от значения абсолютного обобщения, достигнутого отсутствием артикля с исчисляемыми существительными в единственном числе.

II. В данном пункте мы рассмотрим употребление артикля в зависимости от контекста и ситуации.

Отправной точкой общения называется «тема», в то время как центральную информативную часть называют «ремой». Так вот типичная позиция существительного в предложении, измененная определенным артиклем называется основообразующей, в то время как позиция, измененная неопределенным артиклем или же отсутствием артикля, называется отглагольным предикативом.

· The day (subject) was drawing to a close, the busy noises of the city (subject) were dying down. - День близился к завершению, шум города стихал.

· The sky was pure gold (predicative) above the setting sun.

Небо было кристально золотым над садившимся солнцем.

Другая неотъемлемая часть ситуативной характеристики артиклей это связь с определениями. Их всего два типа:

1) ограниченное определение (a limiting attribute), которое требует наличие определенного артикля перед существительным;

2) описательное определение (a descriptive attribute), которое требует наличие неопределенного артикля перед существительным.

· The events chronicled in this narrative (a limiting attribute) took place some four years ago. - События, описанные в повествовании (ограниченное определение) произошли четыре года.

· She was a person of strong will and iron self-control (a descriptive attribute).

Она была человеком сильной воли и железного самоконтроля (описательное определение).

III. В английском языке основу в грамматической системе составляют оппозиции или похожие по написанию предложения, но несущие разную смысловую нагрузку.

1. Определенный артикль - неопределенный артикль.

· The train hooted (that train) - тот, определенный поезд.

· A train hooted (some train) - какой-то поезд.

1) Определенный артикль - отсутствие артикля.

· I"m afraid the oxygen is out (our supply of oxygen). - Боюсь, кислород закончился (наша поддержка кислород).

· Oxygen is necessary for life (oxygen in general, life in general). - Кислород необходим для жизни (для нашей жизни в целом).

2) Неопределенный артикль - отсутствия артикля.

· Be careful, there is a puddle under your feet (a kind of puddle). - Будь осторожен, под ногами лужа (разновидность грязи).

· Be careful, there is mud on the ground (as different from clean space). - Будь осторожен, на земле грязь (в значении нечисто).

3) Отсутствие артикля, относительное обобщение - отсутствие артикля, абсолютное обобщение.

· New information should be gathered on this subject (some information).

Новая информация должна быть собрана по этому вопросу (какая-то особенная информация).

· Scientific information should be gathered systematically in all fields of human knowledge (information in general). - Научная информация должна быть систематически собрана в области человеческих знаний (информация в общем).

IV. Итак в последнем пункте мы будем исследовать взаимосвязь значения артикля с функциональным определителем. Два отдельных подкласса могут быть выделены:

1. Определенный артикль с индивидуализированной семантикой (this - these, that - those, my, his, your)

2. Неопределенный артикль с обобщенной семантикой (another, some, any, every).

Все это ведет нас к тому, что мы убеждаемся в самостоятельности артикля, что благодаря существительному выделяется особая грамматическая категория, потому что в предложении мы можем равноценно заменить артикль на полу-смысловой детерминант.

· But unhappily the (his) wife wasn"t listening. - К несчастью (его) жена не слушала.

· What could a (any) woman do in a situation like that? - Как бы поступила (любая) женщина в такой ситуации?

Демонстрация подобной органичной связи между артиклями и полу-смысловыми детерминантами позволяет раскрыть настоящее функционирование артиклей с личными именами с грамматической точки зрения.

· “This,” said Froelich, is the James Walker who wrote `The last of the Old Lords"” (M. Bradbury). - именно тот самый

«Это», - сказал Фроэлич, (именно тот самый) Джеймс Волкер, который написал «Последний из Старых Лордов» (М. Брадбури)

· I came out to Iraq with a Mrs. Kelsey. - Я поехал в Ирак с некой Миссис Келси.

Подводя итог по вышеперечисленным четырем пунктам можно сказать, что артикль является особым типом грамматического вспомогательного глагола. Полу-смысловые детерминанты взаимодействующие с существительными, где нет артикля сообщают о необходимости встраиваться артиклю в семантическую структуру предложения, приобретая новые значения, делая баланс в словосочетаниях, придавая стилистическую окраску.